Compliance Head

Finagle Financial Services; Gurugram District; On-site; INR 900,000 - 1,200,000; Full time

Job summary

Finagle Financial Services in Gurugram, India seeks an experienced Compliance professional to ensure RBI-aligned governance for NBFC operations. You will develop and implement internal controls, manage regulatory filings, and coordinate audits with internal and external teams.

The role requires 3+ years in NBFC compliance, deep knowledge of RBI Master Directions, KYC norms, and AML regulations, plus strong communication and stakeholder management skills.

Qualifications

• 3+ years of relevant Compliance experience in NBFC/Financial Services.
• Strong understanding of RBI Master Directions, KYC norms, AML regulations, NBFC compliance.

Responsibilities

• Ensure compliance with RBI regulations, circulars, and applicable laws for NBFCs.
• Develop, implement, and monitor compliance policies, procedures, and internal controls.
• Manage regulatory filings, returns, and compliance reporting within timelines.
• Conduct periodic compliance audits and risk assessments across functions.
• Monitor regulatory changes and provide guidance to management.
• Coordinate with auditors, regulatory authorities, and consultants during audits.
• Ensure adherence to KYC, AML, and other regulatory requirements.
• Prepare compliance dashboards and reports for senior management.
• Conduct compliance awareness and training programs for employees.
• Support governance and risk management initiatives across the organization.

Skills

Regulatory compliance

RBI regulations

Audits & reporting

KYC/AML knowledge

Education

Bachelor's Degree in Law/Commerce/Finance

Job description

Role & responsibilities

• Ensure compliance with all RBI regulations, circulars, and applicable laws governing NBFCs.
• Develop, implement, and monitor the organization's compliance policies, procedures, and internal controls.
• Manage regulatory filings, returns, and compliance reporting within prescribed timelines.
• Conduct periodic compliance audits and risk assessments across business functions.
• Monitor changes in regulatory requirements and provide timely guidance to management and stakeholders.
• Coordinate with internal and external auditors, regulatory authorities, and consultants during audits and inspections.
• Ensure adherence to KYC, AML, Fair Practices Code, and other regulatory requirements.
• Prepare compliance dashboards and reports for senior management.
• Conduct compliance awareness and training programs for employees.
• Support the implementation of governance and risk management initiatives across the organization.

Preferred candidate profile

• Bachelor's Degree in Law, Commerce, Finance, or a related discipline. Professional certifications in Compliance or Risk Management will be an added advantage.
• Minimum 3+ years of relevant experience in Compliance within an NBFC or Financial Services organization.
• Strong understanding of RBI Master Directions, KYC norms, AML regulations, and NBFC compliance requirements.
• Experience in handling regulatory inspections, compliance audits, and reporting obligations.
• Excellent communication, analytical, and stakeholder management skills.