Compliance Manager

Alankit; India; On-site; INR 900,000 - 1,500,000; Full time

Job summary

Alankit is seeking a Compliance Manager to ensure the organization adheres to RBI regulations, statutory requirements, and internal governance standards. The role involves regulatory compliance, policy implementation, audits, and fostering a strong compliance culture across the organization.

Key responsibilities include monitoring regulatory changes, preparing compliance reports, coordinating with auditors and regulators, conducting reviews, and developing policies and SOPs.

Qualifications

• 5-10 years in Compliance, Regulatory Affairs, or Legal Compliance within an NBFC, Bank, or Financial Institution.
• Knowledge of RBI Master Directions, KYC/AML regulations, Fair Practices Code.

Responsibilities

• Ensure RBI regulations, statutory requirements, and internal governance standards are followed.
• Monitor regulatory changes and implement policy updates.
• Prepare regulatory returns and compliance reports.
• Coordinate with auditors, regulators, and statutory authorities.
• Conduct compliance reviews and identify control gaps.
• Develop and implement internal compliance policies and SOPs.
• Conduct compliance awareness and training programmes.
• Maintain compliance dashboards and report observations to senior management.
• Support inspections, audits, and regulatory examinations.

Job description

Job Summary

We are looking for a Compliance Manager to ensure the organization operates in full compliance with applicable RBI regulations, statutory requirements, and internal governance standards. The role is responsible for regulatory compliance, policy implementation, audits, and ensuring a strong compliance culture across the organization.

Key Responsibilities (KRAs)

• Ensure compliance with RBI Master Directions, KYC/AML regulations, Fair Practices Code, and other applicable regulatory guidelines.
• Monitor regulatory changes and implement necessary policy and process updates.
• Prepare and submit regulatory returns and compliance reports.
• Coordinate with auditors, regulators, and statutory authorities.
• Conduct compliance reviews and identify control gaps.
• Develop and implement internal compliance policies and SOPs.
• Conduct compliance awareness and training programmes.
• Maintain compliance dashboards and report key observations to senior management.
• Support inspections, audits, and regulatory examinations.

Preferred Experience

5-10 years in Compliance, Regulatory Affairs, or Legal Compliance within an NBFC, Bank, or Financial Institution.