Compliance Officer - Regulatory Affairs

YourMoneyWise; Bengaluru; On-site; INR 1,200,000 - 2,400,000; Full time

Job summary

Zerodha is seeking a seasoned compliance professional to ensure adherence to SEBI regulations and financial laws in its Bengaluru operations. You will develop and implement comprehensive compliance frameworks, conduct internal audits, and liaise with regulatory bodies to maintain the highest standards of governance.

Ideal candidates possess an LLB or CS qualification with extensive experience in Indian securities regulation, and demonstrate strong ethical standards and meticulous attention to

Qualifications

• Law degree (LLB) or Company Secretary (CS) qualification preferred.
• Extensive experience in compliance and regulatory affairs within the Indian securities market.
• In-depth knowledge of SEBI regulations, PMLA, and other financial compliance requirements.
• Strong ethical compass and attention to detail.

Responsibilities

• Ensure Zerodha's operations are fully compliant with SEBI regulations and other financial laws.
• Develop and implement compliance frameworks.
• Conduct internal audits.
• Liaise with regulatory bodies.

Skills

Attention to detail

Ethical standards

Education

LLB / CS qualification

Job description

Description

Ensure Zerodha's operations are fully compliant with SEBI regulations and other relevant financial laws. Develop and implement compliance frameworks, conduct internal audits, and liaise with regulatory bodies.

Requirements

• Law degree (LLB) or Company Secretary (CS) qualification preferred
• Extensive experience in compliance and regulatory affairs within the Indian securities market
• In-depth knowledge of SEBI regulations, PMLA, and other financial compliance requirements
• Strong ethical compass and attention to detail