Chief Compliance Officer – AIF/PMS SKS Enterpprises

The Corporate Institute

Mumbai

In loco

INR 4.000.000 - 7.000.000

Tempo pieno

2 giorni fa

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Descrizione del lavoro

The Corporate Institute in Mumbai is seeking a senior compliance professional to lead company secretarial and regulatory affairs for a listed-entity environment.

You will drive SEBI compliance, governance practices, and filings, coordinating with regulators and internal teams to ensure robust reporting. This onsite role offers exposure to NBFC/AMC contexts and related regulatory challenges.

Competenze

14+ years of Company Secretarial & Compliance experience in a listed company.
Strong expertise in SEBI regulations, Companies Act, stock exchange compliances and governance.
Hands-on governance, regulatory filings, investor disclosures and listed-company compliance.

Mansioni

Acting as the designated compliance officer of all the AIFs and schemes.
Establishing the compliance culture within the organisation.
Regulatory advisory on fund structures and transactions.
Preparing and filing applications with SEBI, and coordinating with SEBI officials.
Reviewing documents pertaining to SEBI application, IMA, contribution agreements, product note and investor communication.
Reviewing and filing monthly/ quarterly reports with SEBI.
Preparation of communication to SEBI/ regulators for event-based filings and reviewing communication being sent to investors.
Implementing circulars and group level/ other policies.
Ensuring compliance with PIT policy.
Maintaining and up-keeping regulatory records.
Preparing dashboards and trackers for regulatory reporting/ filings.
Supporting in development and implementation of policies, procedures, other documents and establishment and maintenance of processes and controls governing business activities, such as manuals, codes of conduct, practice notes, and the likes, to comply with applicable laws, rules and regulations.
Assessing the adequacy of compliance policies, procedures and guidelines, resolving any identified deficiencies, and formulating proposals for revisions or amendments.

Conoscenze

Company Secretarial

Regulatory Compliance

SEBI Regulations

Corporate Governance

Board Governance

Descrizione del lavoro

MANDATORY REQUIREMENTS:

14+ years of Company Secretarial & Compliance experience in a listed company setup.
Strong expertise in SEBI regulations, Companies Act, Stock Exchange compliances & corporate governance.
Hands-on experience in Board/Committee governance, regulatory filings, investor disclosures & listed-company compliance.

ABOUT THE CLIENT:

Our client is a leading Indian alternative asset manager focused on private credit, real assets and other private-market investment strategies.

JOB ROLES & RESPONSIBILITIES:

Acting as the designated compliance officer of all the AIFs and schemes.
Establishing the compliance culture within the organisation.
Regulatory advisory on fund structures and transactions.
Preparing and filing applications with SEBI, and coordinating with SEBI officials.
Reviewing documents pertaining to SEBI application, IMA, contribution agreements, product note and investor communication.
Reviewing and filing monthly/ quarterly reports with SEBI.
Preparation of communication to SEBI/ regulators for event-based filings and reviewing communication being sent to investors.
Implementing circulars and group level/ other policies.
Ensuring compliance with PIT policy.
Maintaining and up-keeping regulatory records.
Preparing dashboards and trackers for regulatory reporting/ filings.
Supporting in development and implementation of policies, procedures, other documents and establishment and maintenance of processes and controls governing business activities, such as manuals, codes of conduct, practice notes, and the likes, to comply with applicable laws, rules and regulations.
Assessing the adequacy of compliance policies, procedures and guidelines, resolving any identified deficiencies, and formulating proposals for revisions or amendments.