CFO Office: PMS Controller

Edelweiss Group; Mumbai; On-site; INR 2,500,000 - 4,000,000; Full time

Job summary

Edelweiss Group in Mumbai seeks an experienced compliance and governance professional to lead end-to-end SEBI compliance for Edelweiss Alternatives. You will coordinate with SEBI officials for registrations, prepare regulatory filings, and ensure adherence to group policies in a fast-paced environment.

The role requires 8+ years of experience in compliance, ability to manage stakeholders, and strong written and oral communication to support audits, dashboards, and investor communications.

Qualifications

• 8+ years of experience in compliance and governance.
• Experience in AIF/AMC preferred.
• Ability to manage stakeholders and collaborate across teams.
• Ability to work in a high-volume, fast-paced environment with shifting priorities.

Responsibilities

• Providing end-to-end compliance coverage for Edelweiss Alternatives investment funds.
• Preparing and filing applications with SEBI; coordinating with SEBI officials for registrations.
• Reviewing and filing monthly/quarterly SEBI reports.
• Preparing communications to SEBI/regulators and investors.
• Responding to and resolving queries raised by business teams.
• Supporting regulatory audits and coordinating with internal auditors.

Skills

Compliance governance

Stakeholder management

Regulatory reporting

Communication

Job description

5 - 8 Years

Permanent

Job Description

Detailedjob description:

• Providing end-to-end compliance coveragefor all Edelweiss Alternatives investment funds
• Preparing and filing applications with SEBI,and coordinating with SEBI officials for obtaining registration
• Reviewing documents pertaining to SEBIapplication, IMA, contribution agreements, product note and investorcommunication
• Reviewing and filing monthly/ quarterlyreports with SEBI
• Preparation of communication to SEBI/regulators for event-based filings and reviewing communication being sent to investors.
• Responding to and resolving queries raisedby business teams
• Implementing circulars and group level/other policies within Edelweiss Alternatives
• Ensuring compliance with PIT policy
• Maintaining and upkeeping regulatoryrecords
• Preparing dashboards and trackers for regulatory reportings/ filings
• Supporting in development andimplementation of policies, procedures, other documents and establishment andmaintenance of processes and controls governing business activities, such asmanuals, codes of conduct, practice notes, and the likes, to comply withapplicable laws, rules and regulations.
• Assessing the adequacy of compliancepolicies, procedures and guidelines, resolving any identified deficiencies, andformulating proposals for revisions or amendments
• Providing comprehensive support duringregulatory audits, inspection and queries
• Coordinating with internal auditors forproviding data and clarifications
• Assisting in statutory, internal andspecial audits by collating data, and conducting preliminary review
• Preparing agenda and minutes of the IMBoard for AIF business activities
• Assisting in various system developmentsand automation initiatives
• 8+ years of experience and workingknowledge in compliance and governance function
• Experience in AIF/AMC preferred
• Ability to manage stakeholders, collaborateacross teams and build relationships
• Ability to work in a high volume,fast-paced environment with shifting priorities
• Demonstrated problem-solving andsolution-orientation with limited directions
• Articulate, and able to express thoughtsclearly - in oral as well as written communication

Job Snapshot

Updated Date

02-07-2024

Job ID

JOB_1217

Sub_LoB

Alternatives

Location