Associate Compliance Audit

Third Bridge Group; Mumbai; Hybrid; INR 700,000 - 1,100,000; Full time

Benefits offered by this job

PTO 18 days

Fixed holidays 8

Floating holiday

Casual leaves 8

Dev reimbursement for learning

Private medical insurance

Life Insurance 4x annual CTC

Work-from-anywhere policy

Hybrid work options

Winter Fridays

CSR days

Snacks & refreshments

Job summary

Third Bridge is a leading global research firm expanding its compliance functions. We seek an Associate, Compliance Audit to serve as a primary line of defence, conducting audits across the consultation lifecycle and ensuring rigorous adherence to policies in our international offices.

You will review processes, identify gaps, provide actionable feedback, and stay current with evolving regulatory requirements while collaborating with IT/BI teams on data to mitigate risk and uphold our standards.

Qualifications

• 1-3 years of experience in compliance, internal audit and risk management.
• Bachelor’s degree in Finance, CA, CIA, ACCA or equivalent that requires high levels of analytical reasoning.

Responsibilities

• Execute a wide range of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.
• Identify gaps, review responses and recommend improvements to business processes so that a strict compliance standard is maintained.
• Provide written and oral feedback on findings and ensure concerns are drawn to the attention of Compliance Audit senior management in a timely manner.
• Stay up-to-date with the latest compliance requirements and any relevant legislative changes.
• Work closely with our IT/ BI team to gather or explore internal data as required.
• Undertake special projects which have arisen through communication between the business and Compliance Audit senior management.

Skills

Detail-oriented

Interpersonal skills

Audit management

Communication skills

Education

Bachelor’s degree in Finance, CA, CIA, ACCA or equivalent

Job description

Job Description:

Third Bridge is a leading global research firm established in 2007, with a team of over 1,500 employees worldwide dedicated to fueling decisions with expert insights. We accelerate and enhance decision-making for investors and business leaders by unearthing unique expert insights across multiple sectors, geographies, and topics.

For nearly 20 years, we’ve helped clients access knowledge on demand from experts, in-person and through our Library covering over 65,000 companies.

Associate, Compliance Audit

We are looking for a meticulous and proactive Compliance Audit Associate to join our team during a period of rapid global expansion. In this role, you will serve as a primary line of defence, ensuring the rigorous application of our compliance policies and procedures across all international offices. As a key member of a dynamic, high-performing team, you will conduct internal audits of the entire consultation lifecycle—from initial expert vetting to client interaction—to mitigate risk and uphold the industry-leading standards that define the Third Bridge compliance framework.

Responsibilities

• Execute a wide range of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.
• Identify gaps, review responses and recommend improvements to business processes so that a strict compliance standard is maintained.
• Provide written and oral feedback on findings and ensure concerns are drawn to the attention of Compliance Audit senior management in a timely manner.
• Stay up-to-date with the latest compliance requirements and any relevant legislative changes.
• Work closely with our IT/ BI team to gather or explore internal data as required.
• Undertake special projects which have arisen through communication between the business and Compliance Audit senior management.

Skills

• A "detail-oriented" mindset with the ability to identify red flags and inconsistencies within a complex environment.
• Strong interpersonal skills to confidently communicate compliance requirements to diverse internal stakeholders and global team
• Thrives in a high-growth, fast-paced environment; able to manage multiple audit queues simultaneously without compromising quality.
• Excellent oral and written communication skills.

Qualifications

• 1-3 years of experience in compliance, internal audit and risk management.
• A Bachelor’s degree in Finance, CA, CIA, ACCA or equivalent that requires high levels of analytical reasoning.

Why work for us?

What Can You Expect

• Competitive Compensation: Enjoy a competitive salary reflective of your skills and experience.
• Time Off: Benefit from 18 days of paid time off (PTO), 8 fixed holidays, 1 floating holiday, and 8 casual leaves. PTO increases with tenure.
• Learning & Development: Receive a personal development reimbursement yearly for customised learning programs. Additionally, a dedicated budget supports studies and job-related qualifications.
• Health & Well-being: Access private medical insurance, maternity benefits, and engage in various events promoting mental health.
• Life Cover: Automatically enrolled in Life Insurance cover from your date of hire, providing coverage 4x the annual CTC.
• Flexibility: Embrace our work-from-anywhere policy, hybrid work options, and enjoy "Winter Fridays."
• Recognition & Rewards: Earn points through our colleague-to-colleague recognition program, redeemable for hotels, gift cards, charity donations, and more.
• Snacks & Refreshments: Stay energised with daily snacks, tea, and coffee provided.
• CSR Days: Contribute to social responsibility with 2 CSR days annually – take time off to volunteer.
• Equal Opportunity Employer: Third Bridge is proud to foster diversity and inclusion. All qualified applicants will be considered without regard to race, color, religion, sex, national origin, disability, veteran status, or any other status protected under local laws.

Third Bridge values your trust and is committed to the responsible management, use, and protection of personal information. By submitting a Third Bridge job application, I hereby provide Third Bridge (including Third Bridge's affiliates and relevant third-party suppliers) with my consent to collect, store and process my personal information for the purpose of recruitment administration, as well as to share such personal information with third parties for the same purpose, in accordance with the Candidate Privacy Notice.

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway, and we will be happy to consider your application.