Assistant Compliance Manager

Pahal Financial Services; Ahmedabad District; Vor Ort; INR 800.000 - 1.100.000; Vollzeit

Zusammenfassung

Pahal Financial Services Pvt. Ltd. is hiring for an Assistant Compliance Manager in Ahmedabad to oversee RBI regulatory requirements for NBFCs/NBFC-MFIs. The role focuses on interpreting circulars, drafting policies, and coordinating with departments for timely regulatory implementation.

The candidate will manage regulatory reports, compliance tracking and portal submissions, ensuring audits are closed with proper documentation and timely responses.

Qualifikationen

• Knowledge of RBI regulations, Master Directions and compliance requirements for NBFCs/NBFC-MFIs.
• Ability to interpret RBI circulars, assess applicability and monitor implementation.
• Draft, review and update internal policies aligned with RBI guidelines.
• Review and vetagreements and processes from a regulatory view.
• Prepare reports and coordinate with departments for regulatory compliance.

Aufgaben

• Prepare compliance reports and coordinate with relevant departments for implementation and gap resolution.
• Demonstrate strong analytical, drafting and coordination skills with Excel for regulatory reporting.
• Conduct RBI compliance monitoring and testing and submit regulatory returns accurately.
• Handle regulatory portals such as DAKSH, CIMS and PRAVAAH as applicable.
• Coordinate RBI inspections, audits and closure of observations with supporting documents.

Kenntnisse

RBI regulations

Regulatory interpretation

Analytical skills

Coordination

Policy drafting

Tools

MS Excel

Jobbeschreibung

https://pahalfinance.com/

Position : Assistant Compliance Manager

KRA :

1. Knowledge of RBI regulations, Master Directions and compliance requirements applicable to NBFCs/NBFC-MFIs.

2. Interpret RBI circulars, assess regulatory applicability and monitor implementation of regulatory requirements.

3. Draft, review and update internal policies and procedures in line with applicable RBI guidelines.

4. Review and vet agreements, product processes and related documents from a regulatory compliance perspective.

5. Prepare compliance reports and coordinate with relevant departments for implementation of regulatory requirements and resolution of compliance gaps.

6. Demonstrate strong analytical, drafting and coordination skills, with proficiency in MS Excel and regulatory reporting.

7. Conduct RBI compliance monitoring and testing and accurate submission of regulatory returns and reports.

8. Handle regulatory portals, including DAKSH, CIMS and PRAVAAH, as applicable.

9. Coordinate RBI inspections, regulatory audits and closure of observations, including submission of supporting documents and responses.

10. Maintain regulatory trackers, compliance records and supporting documentation, and monitor deadlines for timely completion of compliance requirements