Assistant Vice President – Compliance – NBFC Corenza

The Corporate Institute; Chennai District; On-site; INR 600,000 - 1,000,000; Full time

Job summary

The Corporate Institute in Chennai seeks a regulatory compliance professional to manage RBI and SEBI requirements, ensuring that all activities comply with capital market regulations and NBFC guidelines. The role focuses on interpreting regulatory guidance and implementing robust controls.

Responsibilities include tracking regulatory updates, assessing their impact on operations, coordinating with multiple stakeholders, and communicating complex guidelines clearly to teams and regulators to

Qualifications

• Interpret regulatory guidelines and assess their applicability to the business.
• Experience in RBI and SEBI compliance reviews and testing.
• Strong coordination with stakeholders and clear communication of complex rules.

Responsibilities

• Manage RBI, SEBI and other capital market regulatory compliance to ensure adherence to requirements.
• Conduct compliance reviews and testing in line with guidelines (RBI, SEBI, FEMA, PMLA, etc.).
• Track regulatory updates and interpret their impact on business operations relating to capital markets.

Skills

Regulatory interpretation

Compliance reviews

Stakeholder coordination

Communication skills

Job description

JOB OBJECTIVE:

Handle regulatory compliance specifically relating to RBI compliances, Capital markets, stock exchanges, and other regulatory bodies and supportive role to NBFC compliance.

KEY RESPONSIBILITIES:

• To manage and ensure compliance with RBI, SEBI and other applicable capital market regulations ensuring all activities conform to regulatory requirements.
• Conduct compliance reviews and ensure adherence to SEBI, RBI, FEMA, PMLA, and other regulatory guidelines.
• Track and interpret regulatory updates, circulars, and notifications; evaluate their impact on business operations relating to capital markets.

SKILLS REQUIRED:

• Interpretation of regulatory guidelines
• Conducting compliance reviews, testing and assessments
• Coordination with stakeholders
• Good communication and articulation skills