Senior Compliance Monitoring Associate

Jobtailor; Dublin; On-site; EUR 60,000 - 90,000; Full time

Job summary

Jobtailor in Ireland seeks an experienced Compliance Professional to monitor regulatory frameworks and ensure adherence to MiFID II, MiFIR, and CPC obligations. You will support the development of monitoring tests and maintain robust records for advisory and discretionary portfolios.

The role requires 5+ years in regulated finance, strong analytical skills, and proficiency in MS Excel. A proactive, team-oriented approach and ability to meet tight deadlines are essential.

Qualifications

• 5+ years of experience in a regulated financial services environment.
• Degree or Master’s in business, Finance, Economics or a related discipline.
• Strong IT skills with emphasis on MS Excel.
• Ability to prioritise tasks and work to tight deadlines.
• Proven team player with initiative and enthusiasm.

Responsibilities

• Monitor compliance with Compliance Framework and policy review.
• Oversee regulatory requirements including MiFID II, MiFIR and CPC obligations.
• Review portfolio suitability for advisory and discretionary clients.
• Develop and execute monitoring tests and improve processes.
• Maintain records and liaise with regulatory bodies as required.
• Support management with compliance projects and assignments.

Skills

Regulatory compliance

Attention to detail

Problem solving

Team player

Prioritization

Education

Bachelor's/Master's in Business, Finance, Economics

Certificate Level Qualifications

Tools

MS Excel

Job description

• Monitor compliance with Compliance Framework, including Policy & Procedures Review
• Monitoring compliance with the firm’s, Market Abuse Regulation, MiFID II, MiFIR, Financial Crime and CPC obligations
• Periodic reviews of the suitability of portfolios held by advisory and discretionary clients
• Involvement in development of new tests and execution of monitoring program
• Maintenance of records and continuous improvement of processes and procedures
• Liaising with Central Bank and FCA as well as Takeover Panel, Euronext and LSE
• Administrative compliance support as required
• Assist management with designated compliance projects and assignments

Requirements

• 5 years plus experience in a regulated financial services environment
• Certificate level qualifications an advantage, or commitment to work towards these
• Degree or master’s in business, Finance, Economics or a related discipline
• Experience in financial services industry preferable
• A high level of initiative and enthusiasm, a problem solving attitude
• Strong attention to detail
• A team player
• Ability to prioritise tasks and work to tight deadlines
• Interest in keeping abreast of developments in area of responsibility and regulation generally
• Proficient IT skills particularly MS Excel.

Core Competencies

Demonstrates expertise in compliance monitoring and regulatory frameworks within the financial services sector, with a strong focus on Market Abuse Regulation, MiFID II, and Financial Crime obligations. Proficient in maintaining compliance records and improving processes while collaborating with regulatory bodies.

Highest-signal resume keywords

• Compliance Monitoring
• Regulatory Frameworks
• Financial Services Experience
• Attention To Detail
• Proficient IT Skills

ATS Optimization Keywords

Hard Skills

• Compliance Framework
• Policy & Procedures Review
• Portfolio Suitability Review
• Monitoring Program Development
• Record Maintenance
• Financial Crime Compliance
• MiFID II
• Market Abuse Regulation
• CPC Obligations
• Regulatory Reporting

Soft Skills

• Problem Solving
• Team Player
• Initiative
• Enthusiasm
• Task Prioritization

Certifications & Qualifications

• Certificate Level Qualifications

Industry Keywords

• Regulated Financial Services
• Central Bank
• FCA
• Takeover Panel
• Euronext
• LSE

Tools & Technologies

• MS Excel