Compliance Analyst, Officer

State Street; Dublin; On-site; EUR 65,000 - 95,000; Full time

Job summary

Jobtailor is seeking a proactive compliance professional to implement risk-based monitoring, perform testing and advisory reviews, and report to regulators and clients. The role requires fluent English, analytical skills, and experience with UCITS, AIFMD, MiFID, and ESG rules in the EU.

You will work across a dynamic environment within asset management and investment funds. Responsibilities include drafting management reporting, tracking program status, and supporting ESG disclosures while

Qualifications

• Education to degree level in law, finance, business or related discipline.
• Certifications in compliance, investment funds, asset management or related areas are a plus.
• Minimum of 2 years relevant compliance experience in asset management or investment funds.

Responsibilities

• Implement the firm’s risk-based compliance monitoring program and conduct testing and reviews.
• Analyze and interpret regulatory and legislative changes.
• Assess breaches and work with the business to remediate issues.

Skills

Regulatory analysis

English fluency

Attention to detail

Time management

Problem solving

Education

Degree in law/finance/business

Job description

Responsibilities

• Implement the firm’s risk based compliance monitoring program, through effective execution of compliance monitoring testing and advisory reviews.
• Analyze and interpret regulatory and legislative changes.
• Assess compliance breaches, working with the business to remediate compliance issues.
• Prepare timely and accurate reporting for regulators and clients.
• Draft executive management reporting, activity metrics and program status updates.
• Actively contribute to State Street Investment Management’s global ESG compliance program, including monitoring regulatory change, contribute to creation and review of ESG disclosures, supporting the business in client ESG queries, completion of high quality ESG monitoring, compliance advisory reviews, gap analysis, and testing reviews.

Requirements

• Education to degree level, preferably in law, finance, business or related discipline.
• Additional compliance, investment fund, asset management or related certifications.
• Minimum of 2 year relevant compliance experience within asset management or investment funds.
• Fluent English is a must, any other languages are an advantage.
• Proactive and solutions-oriented individual, with proven ability to excel in a dynamic and fast-paced environment.
• Effective time management and prioritization of tasks.
• Excellent research skills and attention to detail.
• Prior experience in effective execution of compliance monitoring reviews or controls testing.
• Practical experience working with UCITS, AIFMD, MiFID, and ESG rules in the European Union.
• Technical knowledge of global ESG rules a distinct advantage.