- Support the TD Securities Finance team in Dublin with regulatory reporting, primarily TDGF Regulatory Reporting
- Assist with external and internal regulatory reporting for the Ireland subsidiary of Toronto-Dominion Bank
- Build and maintain a strong internal control environment to ensure accurate and timely deliverables
- Prepare prudential returns covering Capital, Liquidity, Large Exposures, Asset Encumbrance and Leverage Ratio reporting
- Prepare and review daily management information reporting for senior management
- Review reporting procedures, identify problem areas and liaise with relevant persons to resolve issues
- Maintain awareness of new and existing business areas and associated financial products
- Monitor regulatory developments that may impact reporting processes
- Initiate process improvement plans
- Establish internal and external relationships to support timely information transfer and communication
- Assist with regulatory risk analysis for the Irish entity, including Board governance, regulatory policies and supervisory statements
- Identify and report Operational Risk Events in accordance with policy
- Contribute to TDGF reputation and Reputational Risk management
- Contribute to Conduct Risk identification and management within the team and function
- Report to the VP, Finance; no direct reports
Requirements
- 3+ years regulatory reporting experience within financial services
- Outstanding analytical skills with an inquisitive mindset to identify and swiftly resolve issues
- Proven organizational and multi-tasking skills to manage competing priorities
- Excellent communication and presentation skills
- Ability to develop and maintain relationships with key stakeholders
- Ability to take ownership of tasks and develop/improve processes
- Excellent Excel, Word and PowerPoint skills
- Fully qualified accountant or equivalent
- Excellent technical and Excel skills
- Knowledge of regulatory reporting compliance rules and regulations
- Awareness of regulatory developments affecting reporting processes
- Must hold confirmation of assessment against the Central Bank of Ireland Fitness & Probity Standards before commencing the controlled function and annually thereafter
- Must comply with applicable policies, legislation and regulations
Core Competencies
Demonstrates expertise in regulatory reporting and compliance within financial services, with strong analytical and organizational skills to manage complex reporting processes and stakeholder relationships effectively.
Highest-signal resume keywords
- Regulatory Reporting Experience
- Analytical Skills
- Organizational Skills
- Excel Proficiency
- Qualified Accountant
ATS Optimization Keywords
Hard Skills
- Regulatory Reporting
- Prudential Returns Preparation
- Capital Reporting
- Liquidity Reporting
- Large Exposures Reporting
- Asset Encumbrance Reporting
- Leverage Ratio Reporting
- Regulatory Compliance Knowledge
- Process Improvement
- Operational Risk Identification
Soft Skills
- Communication Skills
- Presentation Skills
- Relationship Management
- Problem-Solving Skills
- Multi-Tasking Skills
Certifications & Qualifications
- Qualified Accountant
- Central Bank of Ireland Fitness & Probity Standards
Industry Keywords
- Financial Services
- Regulatory Developments
- Reputational Risk Management
- Conduct Risk Management
- Internal Control Environment
Tools & Technologies