Senior Compliance Lead – Payments & Regulation

Trading 212; Dublin; On-site; EUR 120,000 - 180,000; Full time

Benefits offered by this job

Generous remuneration package

Impactful work

Job summary

Trading 212 is seeking a Deputy Head of Compliance for its Money Europe Limited unit. The role oversees the day-to-day operation of the compliance framework within a Central Bank of Ireland-regulated payment institution, acting in the Head of Compliance's absence.

The role involves maintaining monitoring programmes, fitness & probity processes, and regulatory reporting, with responsibility for escalation and governance reporting to the Board and regulators.

Qualifications

• Degree level in Law, Finance or related field is desirable.
• 5+ years of compliance experience within regulated Irish financial institutions.
• Line management experience or readiness to take on line management responsibility.
• In-depth knowledge of the regulatory requirements incumbent upon an Irish payment institution.
• Experience developing and implementing compliance frameworks, policies and procedures.
• Demonstrable ability to use artificial intelligence and other technology to enhance work outcomes with governance, data protection and record-keeping considerations.
• High standards of conduct and ethics; right first time attitude and attention to detail.
• Capable of working independently or as part of a team, with autonomy when deputising.
• Strong written and verbal communication, including presenting to regulators.

Responsibilities

• Support the development, implementation, and maintenance of the Company's compliance framework, policies and procedures, and take delegated ownership of defined components of it.
• Maintain and execute the compliance monitoring programme, including testing; issue identification; remediation tracking; and escalation to the Head of Compliance.
• Maintain the Company's Fitness & Probity processes, including controlled function records; pre-appointment due diligence; and annual certification.
• Maintain the Company's compliance registers, records, and evidence base to regulatory standard.
• Conduct regulatory horizon scanning and provide regulatory and compliance advice on payments regulation, resilience, consumer protection, accountability framework, products, promotions.
• Support response to regulatory inspections, thematic reviews, information requests and remediation programmes.
• Support timely submission of required regulatory reporting to the CBI.
• Assist Head of Compliance in preparation of compliance reporting for the Board and governance forums.
• Help foster a strong organisation-wide culture of compliance and best practice.

Skills

Regulatory compliance

Regulatory knowledge

Stakeholder communication

Risk assessment

AI in compliance

Education

Degree in Law or Finance

Job description

Trading 212 is seeking a Deputy Head of Compliance for its Money Europe Limited unit. The role oversees the day-to-day operation of the compliance framework within a Central Bank of Ireland-regulated payment institution, acting in the Head of Compliance's absence.

The role involves maintaining monitoring programmes, fitness & probity processes, and regulatory reporting, with responsibility for escalation and governance reporting to the Board and regulators.