Senior Compliance Lead: GDPR, AML & Regs

Biograph Wealth Advisors; Dublin; On-site; EUR 85,000 - 110,000; Full time

Benefits offered by this job

Competitive salary

Performance bonus

CPD funding

Training opportunities

Personal days

22 days annual leave

Job summary

Biograph Wealth Advisors, based in Dublin 2, seeks a full-time Compliance Manager to lead regulatory compliance across the firm and report to the Operations Director and Head of Finance. The role is standalone, with direct collaboration with the CEO, advisor group and senior leadership to ensure regulatory obligations are met while delivering excellent client experience.

You will own the compliance framework, conduct CDD/KYC reviews, maintain policies, oversee GDPR/data protection, and train

Qualifications

• 5+ years in a compliance role within financial services
• Experience running a compliance function
• GDPR and data protection compliance experience
• AML/CFT, MiFID II and Central Bank regulatory knowledge
• Excellent writing and communication skills
• Ability to work independently and own a function
• Attention to detail
• Comfortable working autonomously as sole owner while collaborating with leadership

Responsibilities

• Own and manage the firm's regulatory compliance framework
• Lead due diligence, KYC/AML reviews and screening
• Maintain compliance registers, policies and annual updates
• Oversee GDPR compliance for client and employee data
• Conduct client file reviews and regulatory audits
• Monitor regulatory developments and implement new requirements
• Design and deliver training on GDPR and data protection
• Manage Fitness & Probity and MCC regime
• Perform other duties as assigned
• Collaborate with CEO, operations, and senior leadership

Skills

Regulatory compliance

GDPR & data protection

AML/CFT & MiFID II

KYC & CDD

Policy & procedure management

Training delivery

Data protection officer experience

Stakeholder communication

Independent owner of function

Job description

Biograph Wealth Advisors, based in Dublin 2, seeks a full-time Compliance Manager to lead regulatory compliance across the firm and report to the Operations Director and Head of Finance. The role is standalone, with direct collaboration with the CEO, advisor group and senior leadership to ensure regulatory obligations are met while delivering excellent client experience.

You will own the compliance framework, conduct CDD/KYC reviews, maintain policies, oversee GDPR/data protection, and train