Regulatory Risk & Compliance Associate

Davy; Dublin; Hybrid; EUR 60,000 - 86,000; Full time

Benefits offered by this job

Health and wellbeing

Flexible working options

Benefits allowance

Learning and development opportunities

Assisted retirement planning

Job summary

Davy is seeking a Compliance Senior Associate to join its Risk division. The role involves supporting regulatory advisory work, monitoring activities for regulatory compliance, and driving management information through dashboards and metrics.

You will engage with internal stakeholders, assist with reporting to Committees, Boards and Regulators, and help ensure all marketing and business materials meet regulatory standards.

Qualifications

• Minimum of 2-3 years’ financial services experience, ideally in a Risk, Compliance or Audit role.
• Excellent communication skills both written and verbal.
• Curious and inquiring nature with ability to challenge collective thinking.
• Strong information technology capability with a high level of competence in Microsoft Office products including Word, Excel, Outlook, PowerPoint and ideally Power BI.
• Strong planning and organisational capabilities with ability to work to strict deadlines;
• ACOI or QFA qualified or equivalent, or working towards same.

Responsibilities

• Supporting senior compliance staff in the provision of regulatory advice to the business.
• Assisting with the monitoring of business activities to ensure compliance with relevant regulatory obligations.
• Leveraging technology to develop meaningful management information, including dashboards, KRI’s and other metrics as appropriate.
• Assisting with the regulatory aspects of business projects, as required.
• Assisting with the collation of information for internal and external reporting, including to Committees, Boards and Regulators, working with the wider Compliance Team, including the Head of Compliance, as required.
• Reviewing business documentation, advertisements, presentations and other marketing material to ensure adherence to all regulatory requirements.

Skills

Financial services experience

Communication skills

Curiosity / critical thinking

Planning & organisation

Education

ACOI or QFA qualified or equivalent

Tools

Power BI

Job description

Davy is seeking a Compliance Senior Associate to join its Risk division. The role involves supporting regulatory advisory work, monitoring activities for regulatory compliance, and driving management information through dashboards and metrics.

You will engage with internal stakeholders, assist with reporting to Committees, Boards and Regulators, and help ensure all marketing and business materials meet regulatory standards.