Compliance Senior Associate

Davy; Dublin; On-site; EUR 60,000 - 86,000; Full time

Benefits offered by this job

Health and wellbeing

Flexible working options

Benefits allowance

Learning and development opportunities

Assisted retirement planning

Job summary

Davy is seeking a Compliance Senior Associate to join its Risk division. The role involves supporting regulatory advisory work, monitoring activities for regulatory compliance, and driving management information through dashboards and metrics.

You will engage with internal stakeholders, assist with reporting to Committees, Boards and Regulators, and help ensure all marketing and business materials meet regulatory standards.

Qualifications

• Minimum of 2-3 years’ financial services experience, ideally in a Risk, Compliance or Audit role.
• Excellent communication skills both written and verbal.
• Curious and inquiring nature with ability to challenge collective thinking.
• Strong information technology capability with a high level of competence in Microsoft Office products including Word, Excel, Outlook, PowerPoint and ideally Power BI.
• Strong planning and organisational capabilities with ability to work to strict deadlines;
• ACOI or QFA qualified or equivalent, or working towards same.

Responsibilities

• Supporting senior compliance staff in the provision of regulatory advice to the business.
• Assisting with the monitoring of business activities to ensure compliance with relevant regulatory obligations.
• Leveraging technology to develop meaningful management information, including dashboards, KRI’s and other metrics as appropriate.
• Assisting with the regulatory aspects of business projects, as required.
• Assisting with the collation of information for internal and external reporting, including to Committees, Boards and Regulators, working with the wider Compliance Team, including the Head of Compliance, as required.
• Reviewing business documentation, advertisements, presentations and other marketing material to ensure adherence to all regulatory requirements.

Skills

Financial services experience

Communication skills

Curiosity / critical thinking

Planning & organisation

Education

ACOI or QFA qualified or equivalent

Tools

Power BI

Job description

About us

At Davy,it’sthe unique talents of all our people that have been the foundations of our success for100 years. As we continue to grow, so do you. Because you are not just part of our team – you are a key player in shaping our future.

At Davy, you are the difference.

Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland,providinga broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors.

Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.

About the role

An exciting opportunity hasopened upas a Compliance Senior Associate in our Risk division. This role will give the successful candidate an opportunity to develop their knowledge and experience of financial services regulation and implementation in a fast paced and dynamic regulatory environment.

They will assist experienced compliance professionals in the day to day management of issues arising on the team with a view to ultimately providing advice to business colleagues on the regulatory obligations governing their business area(s), including MiFID, CPC and SFDR in particular.

In the role, the successful candidate will:

• Supporting senior compliance staff in the provision of regulatory advice to the business;
• Assisting with the monitoring of business activities to ensure compliance with relevant regulatory obligations;
• Leveraging technology to develop meaningful management information, including dashboards, KRI’s and other metrics as appropriate;
• Assisting with the regulatory aspects of business projects, as required;
• Assisting with the collation of information for internal and external reporting, including to Committees, Boards and Regulators, working with the wider Compliance Team, including the Head of Compliance, as required.
• Reviewing business documentation, advertisements, presentations and other marketing material to ensure adherence to all regulatory requirements;

About you

We are looking for somebodywho has the following background and skills:

• Minimum of 2-3 years’ financial services experience, ideally in a Risk, Compliance or Audit role
• Excellent communication skills both written and verbal;
• Curious and inquiring nature with ability to challenge collective thinking.
• Strong information technology capability with a high level of competence in Microsoft Office products including Word, Excel, Outlook, Powerpoint and ideally Power BI.
• Strong planning and organisational capabilities with ability to work to strict deadlines;
• ACOI or QFA qualified or equivalent, or working towards same.

What we offer

At Davy, our people are our biggest investment. In today’s fast-moving world, we knowit’simportant to feel secure and empowered.That’swhy Davy benefits support you through all of life’s stages, offering health and wellness, flexible working options, flexible benefits allowance, learning and development opportunities, through to assisted retirement planning.

Health and Wellbeing

Psychological safety, emotionalwellbeingand support are a priority at Davy. We offer a comprehensive Employee Assistance Programme (EAP) and mental health first aid. Our Sports & Social teams promote physical wellbeing and social connection.

Reward and Recognition

We offer a competitiveremunerationpackage to include salary, bonus,pensionand a host ofadditionalbenefits to protect you and your family when it matters most.

Growth and Development

Our award-winning L&D function supports you and your growth at Davy. We offer a comprehensive range of professional and personal development opportunities. Our culture supports learning, and we encourage you to explore more at Davy.

Positive Workplace

Our workplace is inclusive, diverse, and offers everyone a sense of belonging. We are flexible and continue to support a hybrid working model. You will get to be your best at Davy.

Values and Culture

Exceptional client outcomes delivered by a world class team, underpinned by our core Davy values – One Team, Client Success, and Proud Legacy.

Important Information

Davy is an equal opportunities employer, committed to fostering an inclusive and diverse workplace. We value diversity in both background and experience, and even if youdon’tmeetall ofthe requirements outlined in the job description, we still encourage you to apply. We review all applications received. As part of our commitment to creating an accessible environment, we want to ensure that everyone has an equal opportunity toparticipatein the interview process. If yourequireany reasonable accommodations, please let us know, and we will do our best to make the necessary arrangements.

Appointment to this role is subject to the candidate's eligibility to work in Ireland.

Where agency assistance isrequired, our Recruitment Team will engage directly with suppliers. Unsolicited CVs / profiles supplied to us by recruitment agencies will not be accepted for this role.

Davy Group is a member of the Bank of Ireland Group.