Compliance Manager: Lead Regulatory Framework & Training

Cantor Fitzgerald Ireland Ltd; Dublin; On-site; EUR 85,000 - 120,000; Full time

Job summary

Cantor Fitzgerald Ireland Ltd in Dublin is seeking a Compliance Manager to join the Compliance Function and step into a managerial role. The role reports to the Deputy Head of Compliance and drives delivery of the annual compliance plan and new business initiatives.

Under the Central Bank of Ireland's IA Framework, the role requires practical leadership, regulatory insight and the ability to work with the broader compliance team to ensure robust controls and engagement with internal and external

Qualifications

• Must have prior experience in a MIFID firm or similar.
• Minimum of 5 years in compliance or risk.
• Understanding of regulations relevant to the firm.
• Willingness to learn and be a team player.

Responsibilities

• Deliver key aspects of the compliance framework and monitoring plan.
• Provide regulatory advice to first line of defence.
• Deliver annual compliance training to the business.
• Prepare periodic reports for the Chief Compliance Officer.
• Assist senior managers with policy updates.
• Conduct gap analysis on regulation changes and Dear CEO Letters.
• Coordinate with the Central Bank of Ireland on requests and inspections.
• Identify issues and drive change across departments.

Skills

Effective communicator

Practical problem solving

Attention to detail

Regulatory research skills

Education

Professional compliance qualification

Third level degree in business or law

Tools

MS Office

Job description

Cantor Fitzgerald Ireland Ltd in Dublin is seeking a Compliance Manager to join the Compliance Function and step into a managerial role. The role reports to the Deputy Head of Compliance and drives delivery of the annual compliance plan and new business initiatives.

Under the Central Bank of Ireland's IA Framework, the role requires practical leadership, regulatory insight and the ability to work with the broader compliance team to ensure robust controls and engagement with internal and external