Client Asset Compliance & Oversight Manager

Cantor Fitzgerald Ireland Ltd

Dublin

On-site

EUR 70,000 - 90,000

Full time

14 days+
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Job summary

A prominent financial services firm in Dublin is seeking a Client Asset Manager to oversee operational compliance with MiFID II and Central Bank regulations. The role emphasizes governance, regulatory oversight, and risk control, ensuring effective processes for managing client assets. Candidates should have a minimum of 5 years in regulated finance and a relevant degree. Strong analytical, communication skills, and proficiency in Microsoft Office are essential for success in this role.

Qualifications

  • Minimum 5 years in a regulated financial services environment.
  • Experience in governance, oversight, and regulatory compliance.

Responsibilities

  • Ensure MiFID II and CBI CAR compliance.
  • Lead and coordinate the annual Client Asset Audit.
  • Manage daily monitoring and reconciliations.

Skills

Strong knowledge of MiFID II and CBI CAR
Excellent attention to detail
Analytical and problem-solving skills
Excellent communication and influencing skills
Proficiency in Microsoft Office
Report writing expertise

Education

Business or finance degree

Job description

A prominent financial services firm in Dublin is seeking a Client Asset Manager to oversee operational compliance with MiFID II and Central Bank regulations. The role emphasizes governance, regulatory oversight, and risk control, ensuring effective processes for managing client assets. Candidates should have a minimum of 5 years in regulated finance and a relevant degree. Strong analytical, communication skills, and proficiency in Microsoft Office are essential for success in this role.
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