SFC-1 Licensed Client Onboarding & Trade Support

Asia Pacific Securities Ltd; Hong Kong; On-site; HKD 420,000 - 560,000; Full time

Benefits offered by this job

Medical insurance

Year-end bonus

Learning opportunities

Career advancement opportunities

Job summary

Asia Pacific Securities Ltd in Wan Chai, Hong Kong, seeks an experienced onboarding professional to manage client account openings and KYC/CDD processes. You will maintain client data systems, review records, and ensure regulatory compliance while handling inquiries and supporting trade execution.

The role requires a Bachelor’s degree or above and an SFC Type 1 license, with 3+ years in securities. Fluency in Chinese and English, Mandarin preferred, and immediate availability are advantages.

Qualifications

• Bachelor’s degree or above.
• Must hold an SFC Type 1 license; Type 2 license is an advantage.
• At least 3 years of relevant experience in the securities industry.
• Familiar with KYC, AML, CRS, and FATCA procedures.
• Fluent in Chinese and English; Mandarin preferred.
• Immediate availability preferred.

Responsibilities

• Manage the client account opening and onboarding process, including KYC and CDD.
• Maintain client data systems and conduct periodic or ad-hoc client reviews.
• Ensure all operations comply with internal company policies and regulatory requirements.
• Handle client inquiries via telephone, email, and other channels.
• Assist clients with trade execution.
• Perform other related tasks as assigned by supervisors.

Skills

KYC knowledge

AML procedures

Securities account opening

Regulatory compliance

Client inquiries handling

Education

Bachelor’s degree or above

SFC Type 1 license

Job description

Asia Pacific Securities Ltd in Wan Chai, Hong Kong, seeks an experienced onboarding professional to manage client account openings and KYC/CDD processes. You will maintain client data systems, review records, and ensure regulatory compliance while handling inquiries and supporting trade execution.

The role requires a Bachelor’s degree or above and an SFC Type 1 license, with 3+ years in securities. Fluency in Chinese and English, Mandarin preferred, and immediate availability are advantages.