SFC-Licensed Dealing Officer — Client Onboarding

Asia Pacific Securities Limited; Hong Kong; On-site; HKD 300,000 - 420,000; Full time

Benefits offered by this job

Weekends off

Medical insurance

Year-end bonus

Learning opportunities

Career progression

Job summary

Asia Pacific Securities Limited is seeking a Customer Service & Dealing Officer (SFC Licensed) in Hong Kong. The role covers client onboarding, KYC review, due diligence, and maintaining customer information systems while handling inquiries and trade order taking.

The candidate should hold an SFC Type 1 licence (Type 2 preferred) with at least 3 years of securities industry experience and fluency in Chinese and English, including Mandarin.

Qualifications

• Bachelor’s degree or above in a relevant discipline
• Holder of SFC Type 1 licence; Type 2 licence preferred
• Minimum 3 years of relevant experience in the securities industry
• Familiar with KYC, AML, CRS and FATCA procedures
• Familiar with securities account opening procedures
• Good written and spoken Chinese and English, fluent in Mandarin
• Candidates with Mainland background preferred
• Self-motivated, strong sense of responsibility, and customer-oriented
• Immediate availability preferred

Responsibilities

• Handle customer account opening and onboarding process, conduct KYC review and customer due diligence
• Perform customer information system maintenance, as well as regular and ad-hoc customer reviews
• Ensure all operations comply with internal company policies and regulatory requirements
• Handle customer enquiries via phone, email and other channels
• Assist customers with trade order taking
• Handle other related duties assigned by the supervisor

Skills

KYC procedures

AML procedures

CRS/FATCA

Securities account opening

Customer service

Education

Bachelor’s degree or higher

SFC Type 1 license

SFC Type 2 license (preferred)

Job description

Asia Pacific Securities Limited is seeking a Customer Service & Dealing Officer (SFC Licensed) in Hong Kong. The role covers client onboarding, KYC review, due diligence, and maintaining customer information systems while handling inquiries and trade order taking.

The candidate should hold an SFC Type 1 licence (Type 2 preferred) with at least 3 years of securities industry experience and fluency in Chinese and English, including Mandarin.