Senior VP, Central Dealing: Multi-Asset Trade Lead

Shenwan Hongyuan Securities (H.K.) Limited; Hong Kong; On-site; HKD 1,800,000 - 2,400,000; Full time

Benefits offered by this job

5-day work week

Attractive remuneration package

Fringe benefits

Job summary

Shenwan Hongyuan Securities (H.K.) Limited is seeking an Associate-Senior Vice President for Central Dealing to ensure accurate, timely, best-execution across equities, fixed income, funds and structured products in a high-caliber trading environment.

You will collaborate with Sales, Risk Management, IT and Operations to optimize front-to-back workflows, enhance OMS/EMS usage, and drive automation while maintaining strict risk controls and regulatory compliance.

Qualifications

• Bachelor's degree with honors in Economics, Finance, Business, or related discipline.
• Holder of SFC license for Type 1 and 2 regulated activities, RA Type 1, 2 is a plus.
• Minimum of 8 years’ experience in dealing/trading, preferably with 1-2 years at management level.
• Deep understanding of wealth management products across asset classes (Equities, Fixed Income, Funds, Derivatives, Structured Products).
• Familiar with SBL (Stock Borrowing and Lending) business is a plus.
• Proven hands-on experience with OMS/EMS and trading procedures.
• Excellent command of written and spoken English and Chinese (Putonghua).

Responsibilities

• Provide accurate, timely, best-execution of multi-asset class execution for clients.
• Handle trade facilitation and liaise with counterparties in SBL business.
• Coordinate day-to-day dealing activities across Wealth Management and brokerage.
• Ensure adherence to internal risk controls, compliance policies, and regulatory requirements.
• Monitor trading activities to prevent trade errors and mitigate operational risks.
• Develop and maintain relationships with external traders, brokers, liquidity providers, and industry contacts.
• Liaise with Sales, Risk Management, IT and Brokerage Operations to maintain an efficient front-to-back workflow.
• Review and drive enhancement of dealing systems (OMS/EMS) and procedures; champion automation and digital transformation.

Skills

Multi-asset execution

SBL knowledge

Risk management

OMS/EMS systems

Front-to-back workflow

Automation

English & Putonghua

Education

Bachelor's degree with honors in Economics/Finance

Tools

OMS

EMS

SBL systems

Job description

Shenwan Hongyuan Securities (H.K.) Limited is seeking an Associate-Senior Vice President for Central Dealing to ensure accurate, timely, best-execution across equities, fixed income, funds and structured products in a high-caliber trading environment.

You will collaborate with Sales, Risk Management, IT and Operations to optimize front-to-back workflows, enhance OMS/EMS usage, and drive automation while maintaining strict risk controls and regulatory compliance.