Senior Compliance & Risk Training Lead

Sun Life Financial; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Benefits offered by this job

MPF

Group life insurance

Group medical insurance

5-day work week

Job summary

Sun Life Financial in Hong Kong is seeking an experienced Compliance professional to investigate suspected non-compliance related to agencies, develop and deliver training, and update policies. The role requires strong regulatory knowledge, data-driven reporting, and the ability to influence across teams.

The ideal candidate has 8–10 years in training, financial planning or insurance, fluency in English and Mandarin, and experience with governance tools.

Qualifications

• University degree required with 8–10 years in training, financial planning or insurance
• Familiar with insurance regulatory requirements
• Insurance qualifications such as FLMI, CFP beneficial
• In-depth knowledge of agency operations, sales practices and market conduct
• Strong program development and delivery skills
• Experience with social media compliance and governance tools
• Ability to analyze data from a control perspective and present management reports
• Excellent communication and collaboration skills
• Fluency in English and Mandarin (spoken and written)

Responsibilities

• Investigate and resolve suspected non-compliance cases/incidents related to agency
• Develop and deliver compliance training programs and materials
• Develop and update compliance policies and procedures for agencies
• Keep agencies informed of updated regulatory requirements
• Prepare compliance reports for Management and Regional Office
• Conduct thematic reviews, field reviews and control testing of sales practices
• Identify conduct risks and establish internal controls
• Handle ad hoc projects/tasks as assigned

Skills

Investigations

Training delivery

Regulatory knowledge

Data analysis

Presentation skills

Communication

Bilingual (English/Mandarin)

Education

University degree

FLMI

CFP

Job description

Sun Life Financial in Hong Kong is seeking an experienced Compliance professional to investigate suspected non-compliance related to agencies, develop and deliver training, and update policies. The role requires strong regulatory knowledge, data-driven reporting, and the ability to influence across teams.

The ideal candidate has 8–10 years in training, financial planning or insurance, fluency in English and Mandarin, and experience with governance tools.