Senior Compliance Manager (General Compliance)

Randstad Hong Kong; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

Randstad Hong Kong is seeking an experienced compliance professional for a senior role in the banking sector. You will identify and manage compliance risks, liaise with HK regulators, and coordinate responses to inspections.

You will track regulatory changes, maintain reporting obligations, and ensure documentation reflects current rules and best practices across the bank's activities. Strong English and Chinese communication is essential.

Qualifications

• Bachelor's degree or above in Accounting, Law, or a related discipline.
• Minimum 6-8 years of working experience in compliance within the banking industry.
• Well-versed in HKMA, SFC, and other banking-related legislation and regulatory guidelines.
• Hands-on exposure to working and liaising directly with regulatory bodies.
• Excellent prioritisation, organisation, and interpersonal skills.
• Strong command of written and spoken English and Chinese (Cantonese & Mandarin).

Responsibilities

• Identify and participate in compliance risk management, conduct compliance evaluations and investigations, and formulate robust compliance plans, standards, and objectives.
• Assist in liaising with local regulators, coordinate the bank's response to regulatory inspections, maintain reporting obligations, and resolve complex inquiries.
• Track key regulatory changes and act as the primary compliance liaison for multiple business units.
• Update and improve compliance documents to ensure they accurately reflect current regulations, industry best practices, and any changes in the bank's business structure and activities.
• Complete periodic reports, statements, and assessments, proactively following up on matters required by the HKMA, SFC, and other regulatory bodies.

Skills

Regulatory compliance

Regulatory reporting

Stakeholder liaison

Project management

English-Chinese fluency

Education

Bachelor's degree in accounting or law

Job description

Identify and participate in compliance risk management, conduct compliance evaluations and investigations, and formulate robust compliance plans, standards, and objectives.

Assist in liaising with local regulators, coordinate the bank's response to regulatory inspections, maintain reporting obligations, and resolve complex inquiries.

Track key regulatory changes and act as the primary compliance liaison for multiple business units.

Update and improve compliance documents to ensure they accurately reflect current regulations, industry best practices, and any changes in the bank's business structure and activities.

Complete periodic reports, statements, and assessments, proactively following up on matters required by the HKMA, SFC, and other regulatory bodies.

skills & experience required.

Bachelor's degree or above in Accounting, Law, or a related discipline.

Minimum 6-8 years of working experience in compliance within the banking industry.

Well-versed in HKMA, SFC, and other banking-related legislation and regulatory guidelines.

Hands-on exposure to working and liaising directly with regulatory bodies.

Excellent prioritisation, organisation, and interpersonal skills.

Strong command of written and spoken English and Chinese (Cantonese & Mandarin).