Senior Compliance Manager (General Compliance)

Leadingnation; Hong Kong; On-site; HKD 600,000 - 800,000; Full time

Benefits offered by this job

Competitive salary

Career opportunities

Job summary

Leadingnation is looking for a Compliance Manager to handle compliance risk and liaise with regulators in Hong Kong. The ideal candidate should have a bachelor’s degree in Accounting or Law and at least 6–8 years of experience in the banking industry.

This role offers competitive packages and a chance to advance your career while ensuring compliance with HKMA and SFC regulations.

Qualifications

• Minimum 6–8 years of compliance experience in the banking industry.
• Exposure to HKMA, SFC regulations and guidelines.
• Excellent communication and interpersonal skills.

Responsibilities

• Identify compliance risks and formulate compliance plans.
• Coordinate responses to regulatory inspections.
• Track regulatory changes and liaise with business units.
• Update compliance documents to reflect current regulations.
• Complete required periodic reports for regulators.

Skills

Compliance evaluation

Regulatory knowledge

Organizational skills

Bilingual in English and Chinese

Education

Bachelor degree in Accounting or Law

Job description

Responsibilities

• Identify and participate in compliance risk, conduct compliance evaluation and investigation and formulate compliance plans, standards and objectives.
• Assist in contact with local regulators, coordinate the bank’s response to regulatory inspections and maintain reporting obligations and resolve inquiries.
• Track key regulatory changes, liaise compliance functions with business units.
• Update and improve compliance documents to ensure they reflect current regulation, industry best practice and changes in the bank’s business structure and activities.
• Complete periodical reports, statements, assessment and follow up with matters required by HKMA, SFC and other regulators and related business units.

Requirements

• Bachelor degree or above in Accounting, Law or related disciplines.
• Minimum 6–8 years of working experience in compliance of the banking industry.
• Well‑versed in HKMA, SFC and other banking related legislations and guidelines.
• Hands‑on exposure in working and liaising with regulatory bodies.
• Excellent prioritization, organization and people skills.
• Good command of written and spoken English and Chinese (Cantonese and Mandarin).

Benefits

We offer competitive packages and promising career opportunities to the right candidates.

Information provided will be treated in strict confidence and will only be used for recruitment purposes. All personal data of unsuccessful applicants will be destroyed after the recruitment exercise. A copy of Personal Information Collection Statement is available upon request.