Securities Operations Specialist: Avaloq & Settlements

PeopleLink Services Limited; Hong Kong; On-site; HKD 700,000 - 1,000,000; Full time

Job summary

PeopleLink Services Limited supports a Global Private Bank in Hong Kong to recruit an experienced AVP for Securities Operations. The role focuses on daily settlements, reconciliations, and regulatory reporting within Private Banking.

You will partner with Asia Operations across booking centres, handling structured products and ensuring compliance with local and international rules; Avaloq experience is a definite advantage.

Qualifications

• Graduate in financial/business management with over 8 years of Securities Operations experience.
• In-depth securities processing and settlement protocols; knowledge of Swift messages/interfaces is essential.
• Solid financial product knowledge, especially structured products, with HK/US markets and related regulations.
• Willing to take ownership, proactive and self-motivated attitude.
• Strong control mindset and awareness of operational risk issues.

Responsibilities

• Perform daily settlements control and reconciliation for investment products, including OTC structured products.
• Review daily regulatory reporting and ensure adherence to bank and regulatory requirements.
• Work with Asia Operations for security transfers and activities across Asia booking centres.
• Respond to queries from Front Office / FSA / Trading and Treasury teams.
• Identify operating issues and escalate; participate in process improvements with IT.
• Review, update and produce procedures to ensure compliance with current policies.
• Participate in projects assigned by Head of Asia / HK Operations.

Skills

Securities operations

Swift messages

Settlement & reconciliation

Regulatory reporting

Avaloq experience

Education

Finance/Business Management degree

Tools

Avaloq

Job description

PeopleLink Services Limited supports a Global Private Bank in Hong Kong to recruit an experienced AVP for Securities Operations. The role focuses on daily settlements, reconciliations, and regulatory reporting within Private Banking.

You will partner with Asia Operations across booking centres, handling structured products and ensuring compliance with local and international rules; Avaloq experience is a definite advantage.