Rising Compliance Officer — Multijurisdictional AML/KYC

Retu Management Consulting Limited; Hong Kong Island; On-site; HKD 350,000 - 550,000; Full time

Benefits offered by this job

Performance bonus

Job summary

RETU is seeking a compliance professional to report to the Head of Compliance and manage day-to-day cross-border compliance operations from Hong Kong. You will execute surveillance, conduct KYC/CDD/EDD reviews, and support the broader regulatory strategy in a lean, high-calibre team from day one.

The role requires 1–3 years in compliance or AML/CFT, with solid knowledge of HK and international regulations, and fluency in English, Cantonese, and Mandarin.

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or related discipline.
• 1–3 years of experience in compliance, AML/CFT, internal audit, or financial operations.
• Foundational knowledge of Hong Kong and international financial regulations (SFC / HKMA / FATF / AMLO / TCSP).
• High proficiency in data evaluation tools and strong attention to detail.
• Fluency in English, Cantonese, and Mandarin (written and spoken).

Responsibilities

• Conduct daily transaction monitoring, log analysis, and compliance data auditing to identify and flag suspicious activities or compliance gaps.
• Perform routine KYC/CDD/EDD reviews, compile client onboarding files, and assist in preparing draft STR/SAR documentation for senior sign-off.
• Execute and log statutory CDD and record-keeping mandates in strict accordance with the Hong Kong Companies Registry TCSP licensing regime.
• Assist in tracking, preparing, and maintaining corporate filings, notifications of changes in particulars, and annual renewals required to support the group's TCSP licensee status.
• Maintain and organize regulatory tracking logs, reporting calendars, and internal documentation across key jurisdictions (FSA, CySEC, ASIC, FSC, FSCA, TCSP).
• Support the maintenance of internal compliance policies and SOPs, and assist in preparing cross-functional training materials.
• Assist in gathering documents and data sets required for routine regulatory correspondence, license applications, and external audits.
• Perform regular checks on client fund segregation protocols and financial control records under senior guidance.

Skills

Data analysis

Attention to detail

Regulatory knowledge

English Cantonese Mandarin

Education

Bachelor's degree in Law, Finance, Business Administration

Tools

Data analysis tools

Job description

RETU is seeking a compliance professional to report to the Head of Compliance and manage day-to-day cross-border compliance operations from Hong Kong. You will execute surveillance, conduct KYC/CDD/EDD reviews, and support the broader regulatory strategy in a lean, high-calibre team from day one.

The role requires 1–3 years in compliance or AML/CFT, with solid knowledge of HK and international regulations, and fluency in English, Cantonese, and Mandarin.