Responsible Officer with SFC Type 4 & 9 licenses

CENTURY CITY ASSETS MANAGEMENT (HK) LIMITED

Hong Kong

On-site

HKD 502,000 - 614,000

Full time

5 days ago
Be an early applicant

A complete application in a minute

Tailored resume and cover letter, ready to send.

Get past ATS filters

Job summary

CENTURY CITY ASSETS MANAGEMENT (HK) LIMITED is seeking a senior investment professional in Hong Kong to lead the end-to-end investment process, from screening and structuring to due diligence and exit. You will cultivate relationships with clients, co-investors and strategic partners while ensuring regulatory compliance.

The candidate should have a Master’s degree or higher, CFA/CAIA qualifications, and at least 5 years of leadership experience in financial investments and private funds, with

Qualifications

  • Master’s degree or above, preferably in finance or MBA.
  • Post-graduate qualifications such as CFA/CAIA.
  • SFC Licences No.4 & 9 required to function as fund's Responsible Officer.
  • Extensive experience in mainland China.
  • 5+ years in financial investment and private funds.
  • Proven track record in portfolio management.
  • Strong deal origination and execution.
  • Strong network with local VCs and incubators.
  • Fluent English, Mandarin and Cantonese.
  • Ability to work under pressure with tight deadlines.

Responsibilities

  • Implement investment strategies to meet risk objectives.
  • Screen investment projects and execute trades.
  • Conduct investment research, modelling and valuations.
  • Sourcing and leading deal negotiations.
  • Manage investment process from screening to exit.
  • Maintain relationships with clients, co-investors and partners.
  • Collaborate with stakeholders to meet KPIs.
  • Ensure compliance with legal, regulatory, audit and tax requirements.

Skills

Deal origination
Negotiation
Investment analysis
Financial modelling
Portfolio management
Client relations

Education

Master's degree or above
CFA/CAIA or equivalent

Tools

SFC Licences No.4 & 9

Job description

Job Responsibilities



  • Implementation of investment strategies and policies to achieve strategic return and meet risk objectives

  • Screen investment projects, prepare analysis at various stages and be responsible for the trade execution

  • Conducting investment research, modelling and valuations

  • Sourcing and leading deal negotiations

  • Managing the entire investment process from deal screening, deal structuring, due diligence, documentation and closing, post-closing investment monitoring to exit

  • Cultivating and maintaining strong and productive relationships with clients, co-investors and strategic partners

  • Working closely with key stakeholders to ensure key performance indicators are being met

  • Ensure that the investment portfolios comply with legal, regulatory, audit and tax requirements


Job Requirements



  • Educated to minimum Master' level (i.e. MBA, Masters of Finance and etc.), preferably with post-graduate/professional qualifications (e.g. CFA, CAIA and etc.)

  • Attainment of the required SFC licenses (i.e. No. 4 & 9) to function as the fund’s Responsible Officer

  • Significant working experience in mainland China

  • At least 5 years progressive leadership experience in financial investment, financial analysis and private investment funds

  • Proven track record in managing investment portfolios

  • Strong experience in deal origination and execution

  • Extensive network with local VCs, incubators and entrepreneur communities

  • Deep theoretical and practical understanding of portfolio management techniques

  • Excellent presentation and persuasion skills

  • Competent in financial analysis, modelling and negotiation skills

  • Fluent spoken and written English, Mandarin and Cantonese is a must

  • Works well under pressure and frequent tight deadlines


More Job Information

Salary


  • 45000 - 54999 / MONTH


Job Function


  • 銀行 · 金融服務 - 投資服務


Location


  • 銅鑼灣


Employment Term


  • 全職


Employment Term


  • 長期


Education


  • 碩士

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Responsible Officer (Type 1, 4 & 9)
Responsible Officer (Type 1, 4 & 9)

Qmis-Financial-Group-Limited • Hong Kong

On-site
HKD 900,000 - 1,500,000
Annual Leave 15–25 days
Birthday leave
Graduation leave
+2
Responsible officer (Type 4&9)
Responsible officer (Type 4&9)

Hong Kong Job Consulting • Hong Kong

On-site
HKD 700,000 - 1,000,000
Responsible Officer (SFC Type 1, 2, 4,9)
Responsible Officer (SFC Type 1, 2, 4,9)

Alpha Sea Corporate Service Limited • Hong Kong

On-site
HKD 600,000 - 1,200,000
Responsible Officer (Type 1, 4, 9) - 55-60K x 13 + Attractive Bonus, Central
Responsible Officer (Type 1, 4, 9) - 55-60K x 13 + Attractive Bonus, Central

Headsearch21 Consultancy Ltd • Hong Kong

On-site
HKD 55,000 - 60,000
Special Bonus
Bank holiday
Medial (100% claim)
+2
Responsible Officer - SFC Type (1 / 2 / 4 / 5 / 6 / 9)
Responsible Officer - SFC Type (1 / 2 / 4 / 5 / 6 / 9)

Acts Consulting Co. 毅知顧問公司 • Hong Kong

On-site
HKD 600,000 - 1,000,000
Responsible Officer up to 50k (once a week, PT)
Responsible Officer up to 50k (once a week, PT)

Pathsight Limited • Hong Kong Island

On-site
HKD 508,000 - 608,000
Responsible Officer – SFC Type 9
Responsible Officer – SFC Type 9

Star Shine Holdings Group Limited • Hong Kong

On-site
HKD 1,200,000 - 2,000,000
Responsible Officer - SFC 1,4,9
Responsible Officer - SFC 1,4,9

Conners Consulting Limited • Hong Kong

On-site
HKD 1,500,000 - 3,000,000
Principal
Principal

T-accelerate Capital Management Ltd. • Hong Kong Island

On-site
HKD 900,000 - 1,300,000
Senior Officer, Investment
Senior Officer, Investment

Fubon-Life-Insurance- • Hong Kong

On-site
HKD 1,200,000 - 2,000,000
5-day workweek
Free lunch
5-min walk to MTR
+1