Responsible Officer – SFC Type 9

Star Shine Holdings Group Limited; Hong Kong; On-site; HKD 1,200,000 - 2,000,000; Full time

Job summary

Star Shine Holdings Group Limited in Hong Kong seeks a Type 9 Responsible Officer to provide oversight across the asset management business and ensure full regulatory compliance of operations in Hong Kong.

The role covers fund formation, cross-border investments, offshore structures, SFO/SFC codes, AML/CFT controls, and investor relations with institutions and family offices. A bachelor’s degree and 7+ years’ experience are required, with strong organizational and deadline-driven capabilities.

Qualifications

• Bachelor’s degree in Finance, Economics or related field.
• Able to be appointed as SFC Type 9 Responsible Officer.
• 7+ years of asset management experience with operations, compliance and risk management.
• Experience managing private credit, private equity, multi-asset or alternative strategies.
• Existing relationships with institutional investors, family offices or distribution channels advantageous.
• Independent, self-motivated, well-organized, detail-oriented with strong deadlines.

Responsibilities

• Ensure adherence to regulatory requirements and internal compliance policies in line with SFC standards
• Provide compliance support for fund formation, cross-border investments, and investment structuring, including offshore fund structures in Cayman Islands, Luxembourg, and other jurisdictions
• Ensure full compliance with the Securities and Futures Ordinance (SFO), SFC Codes of Conduct and applicable guidelines, and handle regulatory filings, inspections and communications
• Establish and oversee internal controls, compliance, anti-money laundering (AML/CFT) and product suitability frameworks and procedures
• Supervise account-opening processes, investment advice and trade order execution to ensure compliant operations
• Develop and maintain investor relationships including sovereign funds, pension funds, funds of funds (FOF), family offices, insurance asset management, private banks, and high-net-worth clients.

Skills

SFC Type 9 RO

Regulatory compliance

AML/CFT

Fund governance

Education

Bachelor’s degree in Finance or related field

Job description

Act as the Type 9 Responsible Officer and provide oversight across the asset management business and ensuring full compliance of the company's asset management operations.

Key responsibilities

Ensure adherence to regulatory requirements and internal compliance policies in line with SFC standards

Provide compliance support for fund formation, cross-border investments, and investment structuring, including offshore fund structures in Cayman Islands, Luxembourg, and other jurisdictions

Ensure full compliance with the Securities and Futures Ordinance (SFO), SFC Codes of Conduct and applicable guidelines, and handle regulatory filings, inspections and communications

Establish and oversee internal controls, compliance, anti-money laundering (AML/CFT) and product suitability frameworks and procedures

Supervise account-opening processes, investment advice and trade order execution to ensure compliant operations

Develop and maintain investor relationships including sovereign funds, pension funds, funds of funds (FOF), family offices, insurance asset management, private banks, and high‑net‑worth clients.

Job Requirements:

Bachelor’s degree in Finance, Economics or related field;

Able to be appointed as SFC Type 9 Responsible Officer.

7+ years of relevant experience in asset management with solid knowledge of operations, compliance, and risk management.

Experience managing private credit, private equity, multi-asset, or alternative investment strategies.

Existing relationships with institutional investors, family offices, or distribution channels would be an advantage.

Independent, self-motivated, well-organized and detail-oriented, with the ability to work under tight deadlines and a strong sense of responsibility.

All information received will be kept confidential and will be used only for recruitment purposes.