Responsible Officer - SFC Type (1 / 2 / 4 / 5 / 6 / 9)

Acts Consulting Co. 毅知顧問公司; Hong Kong; Vor Ort; HKD 600.000 - 1.000.000; Vollzeit

Zusammenfassung

Acts Consulting Co. 毅知顧問公司 is seeking a seasoned compliance professional in Hong Kong with an SFC Responsible Officer license for Type 1/2/4/5/6/9 activities. The role requires 3–5 years of asset/fund/portfolio management experience and solid knowledge of SFO regulations and risk management.

You will oversee daily operations and guide management on regulatory strategy. Strong analytical, presentation, and management skills are essential, with fluency in English, Cantonese, and Mandarin.

Qualifikationen

• Hold SFC Responsible Officer license for Types 1/2/4/5/6/9.
• 3–5 years of solid experience in asset management / fund management / portfolio management.
• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management.

Aufgaben

• Monitor the compliance functions of the Company and implement the necessary actions to ensure the compliance of all rules and regulations.
• Manage daily operations, review and update policies and procedures to ensure in comply with rules and regulations.
• Provide advice to the top management and implement business strategies.
• Handle ad hoc project as assigned.

Kenntnisse

Analytical skills

Presentation skills

Management skills

Communication skills

Ausbildung

SFC RO license (Types 1/2/4/5/6/9)

Jobbeschreibung

Responsibilities:

• Monitor the compliance functions of the Company and implement the necessary actions to ensure the compliance of all rules and regulations




• Manage daily operations, review and update policies and procedures to ensure in comply with rules and regulations




• Provide advice to the top management and implement business strategies




• Handle ad hoc project as assigned

Requirements:

• Current holder of SFC Responsible Officer license for Types 1 / 2 / 4 / 5 / 6 / 9 regulated activities




• Minimum 3-5 years solid experience in asset management / fund management / portfolio management




• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management




• Solid knowledge of office operations, risk controls and investment strategies




• Strong analytical, presentation and management skills




• Good command of written & spoken English, Cantonese and Mandarin