OTC - TRS Operations Manager - SFC Type 11 License

SINOIF Asset Management Limited

Hong Kong

On-site

HKD 500,000 - 800,000

Full time

14 days+
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Job summary

SINOIF Asset Management Limited, Hong Kong, seeks an OTC-TRS Operations Manager to oversee Type 1 and Type 11 licensed activities. The role focuses on managing OTC-TRS operations, supporting license applications, and ensuring regulatory compliance.

Location is Wan Chai, with both full-time or part-time options. Requirements include a bachelor degree, 2 years of related experience, strong analytical and communication skills, and the ability to handle multiple tasks accurately.

Qualifications

  • 2 years of relevant OTC/TRS operations experience.
  • Strong communication, teamwork and analytical skills.
  • Ability to handle multiple tasks with accuracy and urgency.

Responsibilities

  • Serve as OTC - TRS Operations Manager - SFC Type 1 & 11 License and assist with the application of new SFC license.
  • Reviewing and evaluating OTC - TRS dealing issues/concerns within the organization.
  • Ensuring all OTC - TRS operations are in compliance with the rules and regulations of regulatory agencies.
  • Assist with consultant with license applications and cooperate with solving licensing issues;
  • Review and revise business plan for approval by regulators;
  • Perform other job-related duties or special projects as required.

Skills

Communication skills
Teamwork
Analytical thinking
Regulatory compliance

Education

Bachelor's degree or above

Job description

OTC - TRS Operations Manager - SFC Type 11 License

Responsible for OTC - TRS Operation of the company’s licensed business of Type 1 & 11 license.

Job Description

Responsibilities:

1. Serve as OTC - TRS Operations Manager - SFC Type 1 & 11 License and assist with the application of new SFC license.

2. Reviewing and evaluating OTC - TRS dealing issues/concerns within the organization.

3. Ensuring all OTC - TRS operations are in compliance with the rules and regulations of regulatory agencies.

5. Assist with consultant with license applications and cooperate with solving licensing issues;

6. Review and revise business plan for approval by regulators;

7. Perform other job-related duties or special projects as required.

Job requirements

1. Bachelor degree or above, majoring in Mathematics, Accounting,Economics,Financeetc.is preferred;

2. Have goodand can do attitude,communication skills, teamwork skills and logical analysis skills, and be able toeffectively handle multiple tasks;

4. Efficientand accurate processing ofcompliance and operationwith strong sense of accuracy;

5. 2 years of relevant experience, priority will be given to those who can quickly get to thejob;

6. Full time or part time are both welcome.

Location:

Upper cover the Convention and Exhibition MTR, WAN CHAI, HK.

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