Officer (Internal Audit)

Yuanta Securities (Hong Kong) Company Limited; Hong Kong; On-site; HKD 268,000 - 469,000; Full time

Benefits offered by this job

Discretionary bonus

5 day work week

Job summary

Yuanta Securities (Hong Kong) Company Limited invites applications for an Internal Audit Assistant to support Head of Department in assessing financial, operational and compliance controls.

The role participates in planning, execution and reporting of audits across business units, helps identify control deficiencies, drafts audit findings, and liaises with business units and parent company to ensure timely remediation. 5 day work-week and discretionary bonus offered.

Qualifications

• Degree holder in Accounting, Finance, Business Administration or relevant disciplines.
• Student member of CPA / ACCA; completion of the qualification is an advantage.
• 1–3 years of relevant experience in external audit, internal audit or internal control gained from audit firms or organizations in any sectors (financial institutions preferred).
• Basic understanding of internal control, auditing concept, and related regulatory requirements.
• Strong communication, problem solving and report writing skills.

Responsibilities

• Assist in the planning, execution and reporting stages of audit assignments of different business units.
• Assist the team to identify control deficiencies, provide appropriate recommendations and draft internal audit report.
• Liaise with relevant business units and parent company and ensure that recommendations are implemented.
• Regularly follow up on outstanding audit findings to ensure timely remediation.
• Support and participate in various administration works and ad-hoc assignments or tasks as assigned.

Skills

Audit experience

Internal control knowledge

Communication skills

Report writing

Education

Accounting/Finance degree

CPA/ACCA (student)

Job description

To assist the Head of department to assess the adequacy and effectiveness of financial, operational and compliance controls of the Group's business and operations with relevant policies / guidelines and regulations

Assist in the planning, execution and reporting stages of audit assignments of different business units

Assist the team to identify control deficiencies, provide appropriate recommendations and draft internal audit report

Liaise with relevant business units and parent company and ensure that recommendations are implemented

Regularly follow up on outstanding audit findings to ensure timely remediation

Support and participate in various administration works and ad-hoc assignments or tasks as assigned

Requirements:

Degree holder in Accounting, Finance, Business Administration or relevant disciplines

Student member of CPA / ACCA; completion of the qualification is an advantage

1–3 years of relevant experience in external audit, internal audit or internal control gained from audit firms or organizations in any sectors (financial institutions preferred)

Basic understanding of internal control, auditing concept, and related regulatory requirements

Strong communication, problem solving and report writing skills

Self-motivated, strong analytical and critical mind set

Fluent in English, Cantonese and Putonghua

Immediate available is preferred

5 day work-week

Discretionary bonus

We offer attractive remuneration package to the right candidate. All information provided by applicants will be treated in strict confidence and used only for recruitment purposes.