(Senior) Manager, Internal Audit

Bright Smart Securities International (H.K.) Limited; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Benefits offered by this job

Medical Insurance

Attendance Bonus

Discretionary Bonus

5 Days Work & Bank Holidays

Job summary

Bright Smart Securities International (H.K.) Limited is seeking an experienced auditor to lead or participate in audits, assess risks, and ensure regulatory compliance across the organization. The role requires strong analytical skills and the ability to work independently in a fast-paced financial services environment.

Responsibilities include reviewing controls, developing mitigation plans, and maintaining a robust risk reporting framework with management support.

Qualifications

• Degree in Accounting, Finance or related discipline.
• Minimum 5 years’ internal audit and/or internal control experience in financial services or securities brokerage.
• CPA, CIA or equivalent preferred.
• Strong knowledge of SFC regulations and HKEX Listing Rules.
• Self-motivated, responsible, analytical and able to work independently.
• Good command of English and Chinese (spoken and written).

Responsibilities

• Lead or participate in audit engagements including planning, fieldwork, and reports.
• Review controls and procedures to ensure policy/regulation compliance.
• Identify and assess risks within the group and establish KPIs.
• Develop mitigation plans for control weaknesses and non-compliance.
• Collaborate with management to address root causes and gaps.
• Maintain and optimize risk monitoring and reporting framework.

Skills

Internal audit

Risk assessment

Analytical mindset

Independent work

Education

Bachelor's degree in Accounting/Finance

CPA/CIA preferred

Tools

HKEX Listing Rules

SFC Regulations

Job description

Lead or participate in audit engagements, including audit planning, risk assessment, fieldwork execution, and report drafting

Review the organization's control measures and operating procedures to ensure compliance with policies and regulations

Identify and assess potential risks within the group and business functions, and establish and maintain key risk indicators

Develop mitigation plans for identified control weaknesses, non-compliance issues, and operational deficiencies

Work with management to identify root causes and develop practical and acceptable solutions to address issues or gaps identified

Maintain and continuously optimize the risk monitoring and reporting framework to ensure issues can be addressed and corrected in a timely manner

Requirement & Qualifications:

Degree holder in Accounting, Finance or related discipline

Minimum 5 years’ internal audit and/or internal control experience at financial services or securities brokerage industry is requested

Possess of professional qualifications such as CPA, CIA or equivalent is preferred

Sound knowledge of SFC regulations and HKEX Listing Rules is a must

Self-motivated with a strong sense of responsibility and ethics, good analytical and critical mindset, able to work independently

Good command of both spoken and written English and Chinese

We Offer:

Competitive remuneration package

5 Days Work & Bank Holidays

Attendance Bonus

Discretionary Bonus

Medical Insurance

We provide attractive remuneration package and fringe benefits for the right candidate.