Licensed Asset Manager (SFC Type 9)

QRC Asset Management Limited

Hong Kong

Sur place

HKD 420 000 - 620 000

Plein temps

Il y a 3 jours
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Résumé du poste

QRC Asset Management Limited, licensed for Type 4 and Type 9, is seeking a Licensed Representative to join our investment team in Hong Kong on a full-time basis. You will support day-to-day LPF management, discretionary mandates, investment execution, portfolio monitoring, client servicing and compliance documentation.

This hands-on role requires SFC Type 9 licensure, at least 1 year in asset management or related financial services, and a degree in Finance, Economics or Accounting.

Qualifications

  • Licensed as an SFC Licensed Representative (Type 9)
  • At least 1 year of asset management, fund management or securities experience
  • Finance/Economics/Accounting degree
  • Working knowledge of SFC rules, FMC and AML/KYC requirements
  • Detail-oriented and well-organised with strong analytical skills
  • Proficient in English and Chinese; Mandarin preferred
  • Immediate availability to commence

Responsabilités

  • Carry out Type 9 regulated activities under supervision
  • Support investment process for LPF and discretionary mandates (research, trade prep, execution)
  • Monitor portfolios and ensure compliance with mandates and restrictions
  • Prepare portfolio reports, investment summaries and client communications
  • Assist with client onboarding and KYC/CDD documentation
  • Coordinate with custodians, brokers, fund administrators and auditors
  • Maintain records per SFC requirements and internal policies
  • Assist Responsible Officers with regulatory filings and compliance reviews

Connaissances

Attention to detail
Analytical skills
English & Chinese

Formation

Finance/Economics/Accounting degree

Outils

Excel
Bloomberg

Description du poste

QRC Asset Management Limited, licensed for Type 4 and Type 9, is seeking a Licensed Representative to join our investment team in Hong Kong on a full-time basis. You will support day-to-day LPF management, discretionary mandates, investment execution, portfolio monitoring, client servicing and compliance documentation.

This hands-on role requires SFC Type 9 licensure, at least 1 year in asset management or related financial services, and a degree in Finance, Economics or Accounting.

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