Licensed Representative (SFC Type 9)

QRC Asset Management Limited; Hong Kong; On-site; HKD 420,000 - 620,000; Full time

Job summary

QRC Asset Management Limited, licensed for Type 4 and Type 9, is seeking a Licensed Representative to join our investment team in Hong Kong on a full-time basis. You will support day-to-day LPF management, discretionary mandates, investment execution, portfolio monitoring, client servicing and compliance documentation.

This hands-on role requires SFC Type 9 licensure, at least 1 year in asset management or related financial services, and a degree in Finance, Economics or Accounting.

Qualifications

• Licensed as an SFC Licensed Representative (Type 9)
• At least 1 year of asset management, fund management or securities experience
• Finance/Economics/Accounting degree
• Working knowledge of SFC rules, FMC and AML/KYC requirements
• Detail-oriented and well-organised with strong analytical skills
• Proficient in English and Chinese; Mandarin preferred
• Immediate availability to commence

Responsibilities

• Carry out Type 9 regulated activities under supervision
• Support investment process for LPF and discretionary mandates (research, trade prep, execution)
• Monitor portfolios and ensure compliance with mandates and restrictions
• Prepare portfolio reports, investment summaries and client communications
• Assist with client onboarding and KYC/CDD documentation
• Coordinate with custodians, brokers, fund administrators and auditors
• Maintain records per SFC requirements and internal policies
• Assist Responsible Officers with regulatory filings and compliance reviews

Skills

Attention to detail

Analytical skills

English & Chinese

Education

Finance/Economics/Accounting degree

Tools

Excel

Bloomberg

Job description

QRC Asset Management Limited is seeking a Licensed Representative (SFC Type 9 - Asset Management) to join our investment team on a full-time basis. Reporting to our Responsible Officers, you will support the day-to-day management of our Limited Partnership Fund (LPF) and discretionary portfolio mandates, from investment execution and portfolio monitoring to client servicing and compliance documentation. This is a hands-on role for a licensed professional who wants broad exposure to the operations of a growing asset manager.

Key responsibilities

• Carrying out Type 9 regulated activities on behalf of the company, under the supervision of the Responsible Officers.
• Supporting the investment process for the LPF and discretionary mandates, including research, trade preparation and order execution.
• Monitoring portfolio positions, performance and compliance with investment mandates and restrictions, and escalating any breaches promptly.
• Preparing portfolio reports, investment summaries and client communications.
• Assisting with client onboarding, including KYC / CDD documentation and suitability records.
• Coordinating with custodians, brokers, fund administrators and auditors on settlement, reconciliation and reporting.
• Maintaining proper records and documentation in line with SFC requirements and internal policies.
• Supporting the Responsible Officers on regulatory filings, compliance reviews and other ad hoc projects.

About you

• Currently licensed as a Licensed Representative for SFC Type 9 regulated activity, with accreditation transferable to the company.
• At least 1 year of relevant experience in asset management, fund management, securities or a related financial services role.
• Degree holder in Finance, Economics, Accounting or a related discipline.
• Working knowledge of SFC rules, the Fund Manager Code of Conduct and AML / KYC requirements.
• Detail-oriented and organised, with good analytical skills.
• Good command of written and spoken English and Chinese; Mandarin is an advantage.
• Proficient in Excel; experience with Bloomberg or other market data / trading systems is a plus.
• Able to start immediately.

About us

QRC Asset Management Limited is an SFC-licensed corporation (Type 4 and Type 9) operating within the financial services sector. Our core business includes Limited Partnership Fund (LPF) management, Discretionary Portfolio Management and securities investment consulting. We deliver customised asset allocation solutions for institutional and high-net-worth professional investors, and we are committed to the highest standards of regulatory compliance, corporate governance and ethical business practice.