Investment Operations & Risk Control Lead

OCBC Bank (Hong Kong) Limited; Hong Kong; On-site; HKD 280,000 - 360,000; Full time

Job summary

OCBC Bank (Hong Kong) Limited invites applications for an Assistant Manager / Manager, Investment Operations & Risk Reporting. The role covers daily transactions, account inquiries, market data monitoring and maintenance.

You will support risk control duties, including reconciliation for investment products, and assist in ad-hoc statistics reporting. You will participate in system enhancements and help ensure daily controls and sign-offs.

Qualifications

• Associate Degree or above.
• Has product knowledge of equities and fixed income.
• Good knowledge of PC skills including MS Word, Excel & PowerPoint.
• Good communication and interpersonal skills.
• At least 1-2 years working experience in financial institutions.

Responsibilities

• Prepare and check forms to perform statistic data maintenance and transactions processing.
• Ensure control and monitoring of wealth financing position of customers with completion approval processes.
• Ensure all daily controls and processing are signed off including cash and stock reconciliation break, as well as all key metrics are produced.
• Prepare report for Risk Surveillance of Wealth Financing in Response to Market Upheaval.
• Responsible for daily reconciliation of statements and reports.
• Participate in system enhancement and process improvement projects.
• Prepare monthly statistics report to management.
• Support section managers implement internal control procedures and suggest effective controlling in daily operation.
• Handle disclosure requests from listed companies and regulatory authorities.
• Handle Branch enquiries and follow up.
• Attend system training and assist UAT project

Skills

Equities knowledge

Fixed income knowledge

Communication skills

Interpersonal skills

Education

Associate Degree or above

Tools

MS Word

MS Excel

PowerPoint

Job description

OCBC Bank (Hong Kong) Limited invites applications for an Assistant Manager / Manager, Investment Operations & Risk Reporting. The role covers daily transactions, account inquiries, market data monitoring and maintenance.

You will support risk control duties, including reconciliation for investment products, and assist in ad-hoc statistics reporting. You will participate in system enhancements and help ensure daily controls and sign-offs.