Investment Banking - ASO-VP

Huatai International Financial Holdings Company Limited; Hong Kong; On-site; HKD 600,000 - 800,000; Full time

Job summary

Huatai International Financial Holdings Company Limited is looking for a professional in Hong Kong to serve as the 2nd level control within IBD for capital market transactions. The role involves reviewing submission documents, monitoring compliance with regulations, and updating internal standards.

The ideal candidate should have a Master’s degree and at least 4 years of experience in investment banks or related sectors. Strong interpersonal and communication skills in English and Mandarin are crucial for success.

Qualifications

• At least 4 years’ relevant work experience in investment banks or related fields.
• Knowledge of financial products and regulations in capital markets.
• Demonstrated ability to manage conflicting priorities and requests.

Responsibilities

• Serve as the 2nd level control within IBD for capital market transactions.
• Review submission documents and due diligence records.
• Monitor deal team’s compliance with regulatory and internal requirements.

Skills

Interpersonal skills

Communication skills (English and Mandarin)

Ability to manage conflicting priorities

Education

Master’s degree or above in finance, economics, accounting, business management

Job description

Job Description

• Serve as the 2nd level control within IBD for sponsor deals, financial advisory transactions and other capital market transactions to assure quality of the work done by deal team
• Review submission documents, due diligence records and filings in relation to the investment banking transactions
• Monitor deal team’s compliance with applicable regulatory and internal requirements during the execution of the investment banking transactions
• Assist in formulating and updating IBD’s internal procedure manuals and work standards in relation to investment banking transactions
• Assess the regulatory and business risk of investment banking transactions, and reporting to senior management where necessary
• Conduct research, internal statistics and other ad-hoc tasks as required from time to time

Qualifications

• Master’s degree or above in finance, economics, accounting, business management or other relevant disciplines from a well-established institution
• At least 4 years’ relevant work experience in investment banks, securities firms, law firms, audit firms or regulators with knowledge of various financial products and regulations of the capital markets and securities companies in Hong Kong and overseas
• Highly motivated, committed and responsible, with a demonstrated ability to manage conflicting priorities and requests
• Excellent interpersonal skills with ability to maintain relationships at all levels within the organization
• High standards of professionalism and ethical conduct with integrity
• Strong written and oral communication skills in English and Mandarin