Equity Derivatives Onboarding & KYC Specialist

CLSA; Hong Kong; On-site; HKD 400,000 - 700,000; Full time

Job summary

CLSA is seeking an experienced professional in Hong Kong to support client onboarding and AML/KYC checks within Equity Derivatives. You will handle end-to-end KYC workflows, verify documentation, and liaise with Sales, Compliance, and FATCA teams to ensure regulatory compliance.

You will review and approve cases, escalate exceptions to senior leaders when required, and maintain a comprehensive database for vetting. Strong English and Cantonese communication are essential.

Qualifications

• 4+ years of account-opening and related processes experience.
• Familiarity with KYC documentation and screening processes.
• Knowledge of Hong Kong AML/CFT regulations and SFC requirements is desirable.

Responsibilities

• Own end-to-end KYC workflow for client onboarding and reviews.
• Ensure compliance with AML/CFT and related regulations.
• Coordinate with Sales, Middle Office, Compliance, FATCA, and clients on documentation.
• Draft approvals for PEPs and special cases per policy.
• Escalate exceptions to senior compliance leadership as needed.
• Maintain a current database of information and documents for vetting.
• Coordinate ISDA/GMRA/GMSLA agreement negotiations and execution papers.

Skills

KYC workflow

AML/CFT knowledge

Stakeholder liaison

Attention to detail

English and Cantonese

Documentation verification

Education

Degree in business/finance

Job description

CLSA is seeking an experienced professional in Hong Kong to support client onboarding and AML/KYC checks within Equity Derivatives. You will handle end-to-end KYC workflows, verify documentation, and liaise with Sales, Compliance, and FATCA teams to ensure regulatory compliance.

You will review and approve cases, escalate exceptions to senior leaders when required, and maintain a comprehensive database for vetting. Strong English and Cantonese communication are essential.