Asia Client Onboarding & AML/KYC Specialist

CLSA; Hong Kong; On-site; HKD 250,000 - 420,000; Full time

Job summary

CLSA is seeking a detail-oriented AML/KYC specialist in Hong Kong to support client account openings and compliance reviews.

You will manage workflow, gather documents, perform verifications, and liaise with front office, Compliance, and Operations to ensure regulatory alignment and efficient onboarding.

Proficiency in English and Chinese, knowledge of World-Check One, and a strong risk mindset will help you thrive in a fast-paced environment within a top-tier HK-regulated securities firm.

Qualifications

• Bachelor’s degree in Finance or related discipline is required or above.
• Experience handling Corporate Finance/Investment Banking clients in HK-regulated securities firms is advantageous.
• Understanding of constitutional documents and corporate structures is advantageous.
• Working knowledge of account-opening processes is advantageous.
• Familiarity with AML regulations and HK Professional Investor Policy is advantageous.
• Proficiency in English and Chinese (spoken and written) is required.
• Attention to detail and process orientation are essential.
• Strong prioritization and multitasking skills are needed.

Responsibilities

• Manage the workflow for KYC/AML checks and client trading account openings.
• Collect information and documents; coordinate with front office, FATCA team, Operations, and Compliance.
• Perform verification checks using external data sources and screening tools to meet Customer Identification Program.
• Draft and obtain approvals for Politically Exposed Persons and special cases per AML/CFT policy.
• Classify clients by risk and regulatory perspective.
• Resolve issues from screening processes with timely escalations as required.
• Maintain a current database of client information and reports for vetting and audits.
• Handle ad-hoc requests from the business and internal stakeholders.

Skills

KYC/AML knowledge

English & Chinese bilingual

Attention to detail

Organizational skills

Multitasking

Project coordination

Education

Bachelor’s degree in Finance or related discipline

Tools

World-Check One

Job description

CLSA is seeking a detail-oriented AML/KYC specialist in Hong Kong to support client account openings and compliance reviews.

You will manage workflow, gather documents, perform verifications, and liaise with front office, Compliance, and Operations to ensure regulatory alignment and efficient onboarding.

Proficiency in English and Chinese, knowledge of World-Check One, and a strong risk mindset will help you thrive in a fast-paced environment within a top-tier HK-regulated securities firm.