Entry-Level APAC Risk Advisory Associate

390 TP ICAP Management Services (Hong Kong) Limited; Hong Kong; On-site; HKD 320,000 - 520,000; Full time

Job summary

TP ICAP Group is seeking an entry-level Risk Associate to support the Liquidnet Risk Advisory team and APAC risk activities in Hong Kong. You will help with data collection, risk assessments, reporting, and day-to-day risk management tasks.

You will gain exposure to a broad range of risk topics, contribute to risk analytics, and support the development of a strong risk culture within the division. This role offers learning opportunities across regulatory reporting, scenario analysis, and

Qualifications

• Entry-level experience or internship in risk, compliance, audit, or financial services.
• Strong organisational and communication skills.
• Good attention to detail and willingness to learn.
• Proficiency in Excel and PowerPoint; familiarity with risk systems is a plus.

Responsibilities

• Support the Divisional Risk Advisory team by collecting relevant data and information from business units, systems, and reports to inform the assessment of the Division’s risk profiles.
• Assist in monitoring and overseeing the Division’s front to back risk profile, recommending appropriate actions to ensure alignment with risk appetite.
• Contribute to the development of accurate and timely risk analysis and insights for stakeholders, enabling conscious, informed risk taking and decision making.
• Assist in preparing risk analysis and supporting commentary, ensuring clarity, consistency, and tailoring to the needs of different stakeholders.
• Monitor risk framework data inputs and supporting business/function commentary to ensure accuracy and clarity.
• Support the monitoring of compliance with the Group’s Risk Management policies and Framework requirements.
• Assist the Divisional Risk team and business during risk framework activities such as RCSAs, scenario analysis, and root cause reviews.
• Assist in preparing relevant materials to support Risk & Compliance Committee (RCC) reporting, Risk Leadership Team meetings, and similar forums.
• Participate in deep-dive reviews and assurance activities as required.
• Support the risk assessment of strategic initiatives and proposals submitted through the change management framework.
• Actively scan news and media sources to identify external events that could inform the Division of potential risk exposures.
• Assist in tracking progress against agreed remediation plans, following up with action owners to ensure deadlines are met.
• Escalate delays or concerns to the Risk Manager and help prepare updates for reporting purposes.
• Support the execution of controls testing by preparing documentation, scheduling meetings, and helping analyse results.
• Participate in assurance reviews by gathering evidence and contributing to findings and recommendations.
• Help evaluate business continuity plans and assess the outcomes of testing exercises.
• Escalate concerns in a timely manner and recommend options for addressing deficiencies identified during testing.
• Provide accurate and timely risk analysis and insights to stakeholders to drive conscious, informed risk taking and decisions.
• Assist in delivering risk training sessions and contribute to awareness initiatives by helping to design communications and engagement activities.
• Support region’s risk management activities while leveraging the central R&C teams to support consistency and efficiency.
• Examples of regional responsibilities include: Coordinating or overseeing the production of required annual regulatory reports; Preparing materials for the region’s RCC meetings and supporting committee governance; Supporting engagements with regional regulators, ensuring timely and accurate responses

Skills

Organisational skills

Communication

Attention to detail

Excel

PowerPoint

Risk systems familiarity

Job description

TP ICAP Group is seeking an entry-level Risk Associate to support the Liquidnet Risk Advisory team and APAC risk activities in Hong Kong. You will help with data collection, risk assessments, reporting, and day-to-day risk management tasks.

You will gain exposure to a broad range of risk topics, contribute to risk analytics, and support the development of a strong risk culture within the division. This role offers learning opportunities across regulatory reporting, scenario analysis, and