Deputy Manager, General Compliance

Cathaybk

Hace 4 días

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Cathaybk 在香港招聘合规部助理主管，负责协助处理监管变革管理，确保符合 HKMA 与 SFC 的监管要求。职位涵盖政策与培训材料的制定、对业务单位的合规咨询以及对监管环境变化的跟进。

应聘者需有相关学科学士及以上学位，至少六年银行合规经验，熟悉银行条例及证券期货条例，具备良好中英文沟通能力，能够独立完成培训与报告工作。

Regulatory compliance

Banking experience

English & Chinese

Communication

Bachelor’s degree or above in Law, Finance & Accounting or related disciplines

Responsibilities:

Assist the Head of Compliance and team supervisor in regulatory change management to ensure compliance with the regulatory requirements
Maintain and review compliance policies, procedures and practices to ensure compliance with all applicable laws
Advise business units on compliance matters related to regulatory requirements from HKMA and SFC
Advise and report on changes in the regulatory and compliance environment
Assist in the preparation for Compliance Committee Meeting
Prepare compliance training materials and conduct training for business units
Handle ad hoc assignments as required by Head of Compliance and team supervisor

Ideal candidates should possess:

Bachelor’s degree or above in Law, Finance & Accounting or related disciplines
At least 6 years’ relevant banking experience in regulatory compliance
Hands-on experience in advisory on regulatory compliance will be an advantage
Good knowledge of the Banking Ordinance, the Securities and Futures Ordinance and the HKMA/SFC rules
Self‑motivated and independent, with strong communication and problem‑solving skills
Proficient in written and spoken English and Chinese (Mandarin and Cantonese)
Holder of an ECF‑Compliance qualification is preferred

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