Assistant Manager, Compliance

Hong Leong Bank Berhad Hong Kong Branch; Hong Kong; On-site; HKD 480,000 - 680,000; Full time

Job summary

Hong Leong Bank Berhad Hong Kong Branch is seeking an Assistant Manager, Compliance to safeguard operations and reputation by executing AML/CFT controls, conducting customer due diligence, and advising business units on regulatory updates.

The role covers monitoring transactions, performing KYC/EDD for onboarding and reviews, and supporting policy development and training in HKMA/SFC rules; fluency in English and Chinese is required, with more experience considered for a Manager level.

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or related discipline.
• At least 6 years of relevant experience in Compliance, AML/CFT, or Audit within banking or financial institutions.
• ECF qualification for Banking Practitioners is preferred.

Responsibilities

• Perform transaction monitoring and investigate suspicious AML/CFT transactions.
• Conduct Know-Your-Customer (KYC) and Enhanced Due Diligence (EDD) for onboarding, periodic reviews, and trigger events.
• Prepare risk assessment and due diligence reports for internal management review.
• Monitor regulatory developments, disseminate circulars, and advise on updating policies and guidelines.
• Collaborate with internal business units on compliance areas and assist with ad hoc tasks.

Skills

AML/CFT

Regulatory knowledge

KYC/EDD

Analytical skills

English & Chinese

Education

Bachelor’s Degree in Law, Finance, Business Administration, or related discipline

Job description

We are seeking a detail-oriented and proactive Assistant Manager, Compliance to safeguard our institution's operations and reputation. In this role, you will be key in executing anti-money laundering controls, conducting customer due diligence, advising business units on regulatory updates, and supporting overarching compliance initiatives.

Responsibilities:

• Perform transaction monitoring and investigate suspicious transactions related to AML/CFT and sanctions.
• Conduct Know-Your-Customer (KYC) and Enhanced Due Diligence (EDD) for customer onboarding, periodic reviews, and trigger events.
• Prepare risk assessment and due diligence reports for internal management review.

Regulatory Compliance & Operational Support

• Monitor regulatory developments, disseminate circulars (SFC, DPB, HKAB, etc.), and advise on updating policies and guidelines.
• Collaborate with internal business units on compliance areas, including CoBP, Deposit Protection Scheme, FATCA/CRS, and PDPO.
• Develop compliance training, coordinate review projects and surveys, and assist with ad hoc tasks.

Skills & Experience We Are Looking For:

• Bachelor’s Degree in Law, Finance, Business Administration, or a related discipline, with at least 6 years of relevant experience in Compliance, AML/CFT, or Audit within banking or financial institutions.
• Enhanced Competency Framework (ECF) qualification for Banking Practitioners is preferred.
• Solid knowledge of HKMA/SFC regulations, AML/CFT frameworks, Code of Banking Practice, FATCA/CRS, and PDPO.
• Strong analytical, communication, and problem-solving skills with a collaborative mindset.
• Comprehensive understanding of banking operations is a distinct advantage.
• Excellent command of written and spoken English and Chinese.
• Candidates with more experience may be considered for the Manager role.

For more job opportunities, please go to HLB Careers: https://hlb.wd3.myworkdayjobs.com/HLBCareers/

We appreciate your application and will be in touch with shortlisted candidates regarding next steps