Compliance Manager - Regulatory Compliance

Bank of Singapore Limited; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

Bank of Singapore Limited is seeking a Compliance Manager to oversee regulatory compliance programs in Hong Kong, ensuring an ethical and legally compliant business culture across the Bank.

You will monitor HKMA and SFC requirements, conduct self-assessments, review marketing materials, handle licensing applications, and provide compliance training to staff.

The role requires a university degree, at least 5 years in Hong Kong banking compliance, and fluency in English and Chinese.

Qualifications

• University degree, preferably with relevant academic qualifications.
• Minimum 5 years of Hong Kong banking compliance experience.
• Knowledge of HKMA / SFC regulatory requirements.
• HKIB Enhanced Competency Framework (ECF) qualification preferred.

Responsibilities

• Support and implement compliance efforts for the Bank and promote an ethical, compliant culture.
• Keep abreast of HK regulatory requirements and implement them across business units.
• Conduct HKMA self-assessments and surveys (Code of Banking Practice, Deposit Protection Scheme, OTC derivatives margin, IT security).
• Review Marketing Materials before insurance.
• Handle CE/ACE applications and regulator enquiries (SFC s181, s182).
• Review cross-border guidelines with legal counsel and Head Office.
• Actively participate in operating committees to provide compliance advice.
• Prepare compliance reports for Head Office in Singapore.
• Provide Compliance Training.

Skills

English & Chinese

Risk management

Communication skills

Problem solving

Education

University degree

Job description

Compliance Manager - Regulatory Compliance

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today!

Bank of Singapore opens doors to new opportunities.!

• Responsible for the support and implementation of Compliance efforts for the Bank and promotion of an ethical and legally compliance business culture.
• Keep abreast of the HK regulatory requirements and implement the requirements with all relevant business units
• Conduct various HKMA self-assessment / surveys including but not limited to Code of Banking practice, Deposit Protection Scheme, OTC derivatives margin requirements, IT security
• Review Marketing Materials before insurance
• Conduct Fit and Proper assessment on Relevant Individual and Executive Office for Type 1, Type 4 and Type 9 license applications
• Handle CE/ACE applications
• Handle regulator enquiries such as SFC s181, s182
• Review cross border guidelines with legal counsel and Head office
• Actively participates in appropriate operating committees to provide compliance advice
• Prepare various reports for Head office in Singapore
• Provide Compliance Training

• University degree, preferably with relevant academic qualifications
• Minimum 5 years of Hong Kong banking compliance related experience, preferably in private bang / wealth management industry
• Knowledge of HKMA / SFC regulatory requirements
• Preferable for candidates with HKIB Enhanced Competency Framework (ECF) professional qualification
• Excellent in English and Chinese
• Good writing and communication skills
• Strong risk management perspective and experience, independence, problem analysis and judgement, customer focus