Dealing Officer

Computershare Hong Kong Investor Services Limited; Hong Kong; On-site; HKD 420,000 - 660,000; Full time

Benefits offered by this job

Flexible work

Health and wellbeing rewards

Share purchase plan

Job summary

Computershare Hong Kong Investor Services Limited is seeking a Dealing Officer to manage operational delivery of dealing activities for HK Registry & Plans, ensuring accuracy and timely execution in compliance with SFC requirements.

The role requires a university degree, at least 1 year of dealing experience, and a good understanding of HK market trading practices. Workplace is office-based with a supportive, flexible culture.

Qualifications

• University Graduate with bachelor’s degree or above in business related discipline.

Responsibilities

• Effective operational delivery of dealing activities (manual order execution – sales/purchases) and related products & services.
• Maintains all risk & compliance standards by ensuring dealing activity remains segregated.
• Adheres to regulatory compliance for delivering dealing services to clients.
• Follows procedures and controls to meet SFC licensee requirements.
• Monitors and escalates identified risks within required timeframes.
• Supports audits and data requests for management reporting.

Education

Bachelor’s degree or above in business-related discipline

Job description

Computershare Hong Kong Investor Services Limited View all jobs

In this office-based position you’ll experience a supportive approach to your wellbeing and continuous learning opportunities in our friendly and inclusive workplace. Find out more at computershare.com/flex.

We give you a world of potential

Computershare is a global financial administration company, employing over 12,000 people around the world. We provide services in over 20 countries to more than 16,000 clients and 75 million customers. Computershare is built on our share registry business and has expanded into employee equity plans, stakeholder communications, corporate governance, fund services, class action administration, and most recently mortgage servicing. Global Core Operations sits within the Shared Services division of Computershare. With its core stakeholder group being internal, each specialized function provides a range of support services across multiple Computershare businesses. With licensed entities around the globe in each of our core markets, the Asset Services division is a key pillar across Computershare’s enterprise. Its primary responsibility is to provide Dealing & Custody related activities (i.e. Custody/Execution & Settlements), for both the Investor Services and Plan Managers’ businesses.

A role you will love

The Dealing Officer is responsible for handling the operational delivery of all Dealing related activities for the HK Registry & Plans related businesses. They must ensure all manual orders execution are completed with accuracy, within agreed timeframes and ensure strict adherence to Hong Kong regulatory / Securities and Futures Commission (SFC) requirements and all applicable market standards. The Dealing Officer will work closely with our appointment counterparties and internal stakeholders to ensure strategic objectives are executed and delivered within agreed timeframes whilst providing technical support and solutions for new and existing Dealing related products and services. In addition the Dealing Officer will also support any reporting requirements (regulatory or operational), consult with the business to provide execution solutions where dealing outcomes are unknown and have a team first mindset to ensure any other non-BAU-related tasks or activities are delivered in line with agreed timeframes.

Some of your key responsibilities will include:

Effective operational delivery of all Dealing related activities (manual order execution – sales/purchases) and related products & services

Maintains all risk & compliance standards by effectively ensuring all dealing activity remains segregated

Adheres to all regulatory compliance specific to providing Dealing related services to our clients

Adheres to all procedures/process guidelines & operational controls to ensure strict adherence to SFC licensee requirements

Monitors and escalates all identified risks in line with required timeframes

Contributes to the implementation of any internal/external audit items findings within agreed timeframes set by the Asset Services line manager

Supports the collation of any data requests for any management information reporting:

Budgeting and Forecasting

Transactional analytics

Ad hoc/bespoke reporting request

What will you bring to the role?

University Graduate with bachelor’s degree or above in business related discipline

At least 1 year’s experience in Dealing

SFC license for Type 1 activity

Knowledge of Hong Kong Market trading practices

A good understanding of dealing regulations

Good relationship management skills

Able to adapt change

A good understanding of Employee Share Plans (preferable)

Rewards designed for you

Flexible work to help you find the best balance between work and lifestyle.
Health and wellbeing rewards that can be tailored to support you and your family.
Invest in our business by setting aside salary to purchase shares in our company, and you’ll receive a company contribution as well.
Extra rewards ranging from recognition awards and team get togethers to helping you invest in your future.
And more. Ours is a welcoming and close-knit community, with experienced colleagues ready to help you grow. Our careers hub will help you find out more about our rewards and life at Computershare, visit computershare.com/careershub.

About Us

A company to be proud of

We're a global leader in financial administration with over 11,000 employees across more than 22 different countries. At Computershare, it’s more than just a job, our open and inclusive culture means that we will help you to grow, to move forward and make the most of our world of opportunities.

Fairness and culture

We want to provide you with the opportunity to succeed on your own merits, starting from the application process and continuing throughout your career with us. Our goal is to create an environment where everyone feels valued, to remove barriers and obstacles and ensure equal opportunities for all. For support with accommodations or adjustments during our recruitment process please visit computershare.com/accessfor further information.

About the Team

Since 1978, we’ve been trusted by companies around the globe to manage their shareholder registry, corporate actions and shareholder meetings and we’re now the number one transfer agency in the world. As client needs evolved, so has our portfolio of services; extending our Issuer Services into equity and entity governance services to companies both public and private worldwide. Careers in Issuer Services could mean anything from assisting shareholders with their portfolios, enabling access to global markets or helping clients deliver on their equity and entity compliance requirements everywhere they operate.