COO - Asset Management & Regulatory Ops (SFC)

EPIL PROFESSIONAL SERVICES LIMITED

Hong Kong

On-site

HKD 1,200,000 - 2,400,000

Full time

2 days ago

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Job summary

EPIL PROFESSIONAL SERVICES LIMITED seeks a Chief Operating Officer to lead daily operations, fund operations and regulatory coordination for an SFC-licensed asset manager in Hong Kong. You will collaborate with senior management, investment, compliance, finance and administration to strengthen controls and drive growth.

The role requires 5+ years in a senior operations capacity within an SFC-licensed firm, with deep knowledge of Type 4/9 licenses, and Mandarin/English proficiency to liaise with

Qualifications

5+ years in an operational leadership or senior management role within an SFC-licensed firm.
Solid knowledge of SFC Type 4 and Type 9 regulated activities and related workflows.
Experience liaising with SFC and managing regulatory reporting.

Responsibilities

Oversee daily operations and administrative functions across the firm.
Establish and implement policies, internal controls and SOPs.
Coordinate with investment management, compliance, finance and administration teams.
Oversee fund administration activities including subscriptions, redemptions, settlements and reconciliations.
Coordinate with fund administrators, custodians, prime brokers and auditors.
Support compliance with SFC regulatory requirements and risk management.

Skills

Leadership

Strategic thinking

Regulatory coordination

Stakeholder management

Bilingual English/Chinese

Education

Bachelor's degree in Finance/Business/Economics/Law

Job description

The role requires 5+ years in a senior operations capacity within an SFC-licensed firm, with deep knowledge of Type 4/9 licenses, and Mandarin/English proficiency to liaise with

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