Senior RO for SFC Types 1, 4 & 9 – Funds & Ops (HK)

EPIL PROFESSIONAL SERVICES LIMITED; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

EPIL Professional Services Limited is seeking an experienced Responsible Officer to oversee two licensed entities in Hong Kong, covering Type 1, 4 and 9 regulated activities. The role requires deep regulatory governance, investment oversight and leadership across securities, funds and related operations in Hong Kong and Mainland China.

You will serve as the primary liaison with the Hong Kong SFC, supervise day-to-day operations, structure and launch OFCs and Cayman funds, and ensure compliance

Qualifications

• Bachelor's degree or above in Finance, Business or Law.
• CFA or CAIA qualifications preferred.
• SFC licences Types 1, 4 and 9 required to function as RO.
• Minimum 5 years' experience in HK and mainland China.
• Leadership in financial investment and private funds.

Responsibilities

• Act as SFC-approved RO for two licensed entities and oversee Type 1/4/9 activities.
• Liaise with HK SFC on licensing, inquiries, inspections and remediation.
• Supervise operations across brokerage, advisory, fixed income, fund investments.
• Lead structuring, establishment and launch of fund vehicles (HK OFCs and Cayman funds).
• Establish governance and investment management frameworks for funds.
• Oversee investment management to ensure compliance with mandates and policies.
• Oversee client onboarding and due diligence including AML/KYC compliance.

Skills

English

Mandarin

Cantonese

Education

Bachelor's degree or above

CFA/CAIA preferred

Job description

EPIL Professional Services Limited is seeking an experienced Responsible Officer to oversee two licensed entities in Hong Kong, covering Type 1, 4 and 9 regulated activities. The role requires deep regulatory governance, investment oversight and leadership across securities, funds and related operations in Hong Kong and Mainland China.

You will serve as the primary liaison with the Hong Kong SFC, supervise day-to-day operations, structure and launch OFCs and Cayman funds, and ensure compliance