Chief Executive Officer (SFC Licensed Corporation)

Hong Kong Job Consulting; Hong Kong; On-site; HKD 3,000,000 - 4,200,000; Full time

Job summary

Hong Kong Job Consulting is seeking a visionary Chief Executive Officer to oversee all business platforms of a full-licensed firm. You will lead strategy, governance, and operations across RA1/2/4/5/9 activities, EAM and insurance broker ventures, reporting to the board.

Ideal candidates hold a top-level degree and 15+ years in securities, asset management, and regulatory oversight. Strong leadership, English and Putonghua skills are essential for this role in Hong Kong.

Qualifications

• Bachelor's or above degree in Business Studies, Finance, Accounting or related disciplines.
• Minimum 15 years of solid experience in dealings & advising of securities, futures & asset management and related management experience.
• Current holder of SFC unconditional Responsible Officer license for Types 1, 2, 4 & 5 & 9 regulated activities preferred
• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities, such as SFC and HKEx), risk management control, etc.
• Solid understanding about middle and back office operations, risk controls and investment process of fund management companies；
• Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills；
• Good command of written & spoken English and Chinese (Putonghua)

Responsibilities

• Build company culture, provide inspired leadership, establish a great working relationship with the board of directors, and set the Companys strategy
• Implement the Companys vision, mission and direction and lead the development of the overall strategy
• Formulate business strategies and plan to achieve the operating profit of the business lines
• Oversee the complete operation in accordance with the direction established in the strategic plans
• Lead, motivate subordinates to advance employee engagement and develop a high performing team Oversee and ensure all the operations and procedures meet the regulatory bodys requirements
• Manage the entire operations and internal control of all the business lines, ensuring that the business entities be operated within acceptable risks and in compliance with statutory requirements
• Act as Responsible Officers with management responsibilities and duties to supervise SFC regulated activities of the firm, such as SFC Type 1, 2, 4 & 5 & 9 regulated activities
• Drive the overall business lines and strengthen relationships with existing clients

Skills

Leadership

Regulatory knowledge

Analytical skills

Interpersonal skills

Bilingual English/Chinese

Education

Bachelor's degree or above

Job description

Chief Executive Officer (SFC Licensed Corporation)

Job Openings Chief Executive Officer (SFC Licensed Corporation)

About the job Chief Executive Officer (SFC Licensed Corporation)

Chief Executive Officer (SFC Licensed Corporation)

A full Licensed Corporation with RA1, 2, 4, 5 & 9, together with EAM (External Asset Management) business & Insurance Broker, is looking for a visionary & entrepreneurial CEO to oversee all business platforms.

Responsibilities

• Build company culture, provide inspired leadership, establish a great working relationship with the board of directors, and set the Companys strategy
• Implement the Companys vision, mission and direction and lead the development of the overall strategy
• Formulate business strategies and plan to achieve the operating profit of the business lines
• Oversee the complete operation in accordance with the direction established in the strategic plans
• Lead, motivate subordinates to advance employee engagement and develop a high performing team Oversee and ensure all the operations and procedures meet the regulatory bodys requirements
• Manage the entire operations and internal control of all the business lines, ensuring that the business entities be operated within acceptable risks and in compliance with statutory requirements
• Act as Responsible Officers with management responsibilities and duties to supervise SFC regulated activities of the firm, such as SFC Type 1, 2, 4 & 5 & 9 regulated activities
• Drive the overall business lines and strengthen relationships with existing clients

Requirements

• Bachelor's or above Degree in Business Studies, Finance, Accounting or related disciplines
• Minimum 15 years of solid experience in dealings & advising of securities, futures & asset management and related management experience
• Current holder of SFC unconditional Responsible Officer license for Types 1, 2, 4 & 5 & 9 regulated activities preferred
• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities, such as SFC and HKEx), risk management control, etc.
• Solid understanding about middle and back office operations, risk controls and investment process of fund management companies；
• Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills；
• Good command of written & spoken English and Chinese (Putonghua)