Visionary CEO for SFC-Licensed Asset Management Firm

Hong Kong Job Consulting; Hong Kong; On-site; HKD 3,000,000 - 4,200,000; Full time

Job summary

Hong Kong Job Consulting is seeking a visionary Chief Executive Officer to oversee all business platforms of a full-licensed firm. You will lead strategy, governance, and operations across RA1/2/4/5/9 activities, EAM and insurance broker ventures, reporting to the board.

Ideal candidates hold a top-level degree and 15+ years in securities, asset management, and regulatory oversight. Strong leadership, English and Putonghua skills are essential for this role in Hong Kong.

Qualifications

• Bachelor's or above degree in Business Studies, Finance, Accounting or related disciplines.
• Minimum 15 years of solid experience in dealings & advising of securities, futures & asset management and related management experience.
• Current holder of SFC unconditional Responsible Officer license for Types 1, 2, 4 & 5 & 9 regulated activities preferred
• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities, such as SFC and HKEx), risk management control, etc.
• Solid understanding about middle and back office operations, risk controls and investment process of fund management companies；
• Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills；
• Good command of written & spoken English and Chinese (Putonghua)

Responsibilities

• Build company culture, provide inspired leadership, establish a great working relationship with the board of directors, and set the Companys strategy
• Implement the Companys vision, mission and direction and lead the development of the overall strategy
• Formulate business strategies and plan to achieve the operating profit of the business lines
• Oversee the complete operation in accordance with the direction established in the strategic plans
• Lead, motivate subordinates to advance employee engagement and develop a high performing team Oversee and ensure all the operations and procedures meet the regulatory bodys requirements
• Manage the entire operations and internal control of all the business lines, ensuring that the business entities be operated within acceptable risks and in compliance with statutory requirements
• Act as Responsible Officers with management responsibilities and duties to supervise SFC regulated activities of the firm, such as SFC Type 1, 2, 4 & 5 & 9 regulated activities
• Drive the overall business lines and strengthen relationships with existing clients

Skills

Leadership

Regulatory knowledge

Analytical skills

Interpersonal skills

Bilingual English/Chinese

Education

Bachelor's degree or above

Job description

Hong Kong Job Consulting is seeking a visionary Chief Executive Officer to oversee all business platforms of a full-licensed firm. You will lead strategy, governance, and operations across RA1/2/4/5/9 activities, EAM and insurance broker ventures, reporting to the board.

Ideal candidates hold a top-level degree and 15+ years in securities, asset management, and regulatory oversight. Strong leadership, English and Putonghua skills are essential for this role in Hong Kong.