Compliance Manager - Regulatory Compliance

Bank of Singapore Limited (Hong Kong Branch); Hong Kong Island; On-site; HKD 700,000 - 1,000,000; Full time

Job summary

Bank of Singapore Limited (Hong Kong Branch) is seeking a seasoned compliance professional to support and advance ethical, legally compliant operations across the bank. You will monitor HK regulatory requirements and collaborate with business units to implement controls.

The role requires five years of HK banking compliance experience, familiarity with HKMA/SFC rules, and strong English and Chinese writing and communication skills. Hong Kong residency and strong risk awareness are essential.

Qualifications

• University degree, preferably with relevant academic qualifications.
• Minimum 5 years of Hong Kong banking compliance experience, preferably in private banking / wealth management.
• Knowledge of HKMA / SFC regulatory requirements.
• HKIB Enhanced Competency Framework (ECF) qualification preferred.
• Excellent in English and Chinese; strong writing and communications skills.

Responsibilities

• Support and implement Compliance efforts for the Bank and promote an ethical, compliant culture.
• Stay updated on HK regulatory requirements and implement with relevant business units.
• Conduct HKMA self-assessments and surveys (Code of Banking Practice, Deposit Protection Scheme, OTC derivatives margin, IT security).
• Review marketing materials before insurance products.
• Conduct Fit and Proper assessments for Type 1, 4, 9 license applications.
• Handle CE/ACE applications and regulator inquiries (SFC S181/S182).
• Review cross-border guidelines with legal counsel and Head Office.
• Participate in committees to provide compliance advice and prepare reports for OCBC Group Head Office.

Skills

English proficiency

Chinese proficiency

Education

University degree

Job description

Bank of Singapore opens doors to new opportunities. At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group's global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today!

Responsible for the support and implementation of Compliance efforts for the Bank and promotion of an ethical and legally compliance business culture. Keep abreast of the HK regulatory requirements and implement the requirements with all relevant business units Conduct various HKMA self-assessment / surveys including but not limited to Code of Banking practice, Deposit Protection Scheme, OTC derivatives margin requirements, IT security Review Marketing Materials before insurance Conduct Fit and Proper assessment on Relevant Individual and Executive Office for Type 1, Type 4 and Type 9 license applications Handle CE/ACE applications Handle regulator enquiries such as SFC s181, s182 Review cross border guidelines with legal counsel and Head office Actively participates in appropriate operating committees to provide compliance advice Prepare various reports for Head office in Singapore Provide Compliance Training

University degree, preferably with relevant academic qualifications Minimum 5 years of Hong Kong banking compliance related experience, preferably in private bang / wealth management industry Knowledge of HKMA / SFC regulatory requirements Preferable for candidates with HKIB Enhanced Competency Framework (ECF) professional qualification Excellent in English and Chinese Good writing and communication skills Strong risk management perspective and experience, independence, problem analysis and judgement, customer focus

Let's build the bank we need for the future we want. Find the best version of yourself in a friendly, supportive team. Build lasting value in your community. Help people grow their assets, business, and investments. Take your learning as far as you can. Or simply enjoy a vibrant, future-ready career. Your Opportunity Starts Here

As the longest established Singapore bank, formed in 1932 from the merger of three local banks, we have grown from strength to strength to become a regional financial services group. With a deep history in Asia, we offer the most comprehensive coverage across ASEAN and Greater China, complemented with a presence in the leading economies of New York, London and Sydney. We are the second largest financial services group in Southeast Asia by assets with one of the world's highest credit rating (Aa1 by Moody's and AA- by both Fitch and S&P). We offer private banking services through our wholly-owned subsidiary, Bank of Singapore, which operates on a unique open-architecture product platform to source for the best-in-class products to meet its clients’ goals. Our insurance subsidiary, Great Eastern Holdings, is the oldest and most established life insurance group in Singapore and Malaysia.