Client Onboarding / KYC Officer

Fung One Securities Limited; Hong Kong; Presencial; HKD 500.000 - 700.000; Jornada completa

Descripción de la vacante

Fung One Securities Limited in Hong Kong is seeking a detail-oriented professional to manage onboarding for institutional clients and Professional Investors. You will verify SOW/SOF, perform corporate-structure reviews, and conduct KYC screening in line with SFC and AML requirements.

You will verify PI qualifications, administer risk assessments, and ensure proper handling of ISDA/CSA documents and FATCA/CRS forms.

Formación

• Experience with KYC/AML regulatory requirements.
• Familiarity with SFC ordinances and AML compliance obligations.
• Proven ability to perform client due diligence and end-to-end onboarding.
• Capability to verify PI qualifications and administer risk assessments.
• Experience reviewing ISDA/CSA documents and FATCA/CRS forms.

Responsabilidades

• Manage end-to-end onboarding for institutional clients and Professional Investors.
• Identify UBOs, review corporate structures, and verify SOW/SOF.
• Conduct mandatory client screening for PEPs, sanctions, and adverse media.
• Verify PI qualifications and administer derivative knowledge assessments.
• Review and archive client agreements and related regulatory documents.

Conocimientos

KYC

AML compliance

Onboarding

Due diligence

Screening tools

SFC compliance

Herramientas

World-Check

Descripción del empleo

Manage end-to-end onboarding for institutional clients and Professional Investors (PI) in compliance with SFC and AML ordinances

Identify Ultimate Beneficial Owners (UBO), perform corporate structure reviews, and verify Source of Wealth (SOW) and Source of Funds (SOF)

Conduct mandatory client screening for PEPs, sanctions, and adverse media using screening tools (e.g., World-Check)

Verify Professional Investor (PI) qualifications, administer risk questionnaires, and manage derivative knowledge assessments

Review and archive client agreements, ISDA/CSA documents, risk disclosures, and tax forms (FATCA/CRS)

Perform regular KYC reviews, update client information, and manage dormant or closing accounts