AVP Compliance -Bank Trustee

Talent Axis Management Consulting Group Limited; Hong Kong; On-site; HKD 900,000 - 1,200,000; Full time

Job summary

Leadingnation in Hong Kong seeks an experienced risk and compliance professional to oversee trust and delegated services, manage operational risk tools, and ensure robust control environments.

You will collaborate with law enforcement and senior stakeholders, prepare reports for HKMA submissions, and drive integrity initiatives, including investigations into misconduct and fraud, while maintaining business continuity.

Qualifications

• Education: Bachelor’s degree or above in Law.
• Experience in compliance, internal control, risk management or internal audit.
• Experience leading investigations into integrity, misconduct and fraud.
• Experience with transaction monitoring and screening alerts.
• Prepare and file STR submissions.
• Ability to cooperate with law enforcement and regulators.
• Understanding of brand protection and corporate integrity initiatives.

Responsibilities

• Lead oversight of trust and delegated services.
• Run operational risk tools, events and loss data.
• Support business continuity & operational resilience, product & 3rd party review
• Produce op. management reports for management and HKMA-related submissions
• Investigate and assess alerts generated for transaction monitoring and screening
• Prepare and file Suspicious Transactions Report ("STR")
• Maintenance on transaction monitoring and screening systems and databases
• Oversee operational risk management reports to regulatory authorities
• Lead high-profile integrity, misconduct and fraud investigations
• Partner with law enforcement agencies and senior stakeholders
• Drive brand protection and corporate integrity initiatives

Skills

Operational risk management

Compliance

Investigation

Fraud investigations

Transaction monitoring

Regulatory reporting

Stakeholder management

Education

Bachelor’s degree in Law

Tools

Risk management software

Transaction monitoring systems

Screening systems

Job description

• Lead the oversight of trust and delegated services
• Education: Bachelor’s degree or above in Law
• Run the op. risk tools, events and loss data; challenge products & 3rd parties
• Support business continuity & operational resilience, product & 3rd party review
• Produce op. management reports for management and HKMA-related submissions
• Investigate and assess alerts generated for transaction monitoring and screening
• Prepare and file Suspicious Transactions Report ("STR")
• Maintenance on transaction monitoring and screening systems and databases
• compliance, internal control, risk management or internal audit
• Competitive package and extra leave types offered
• Own and oversee operational risk tools and systems, incident, event management
• Direct bank-wide business continuity management
• Oversee operational risk management reports to regulatory authorities
• Lead high-profile integrity, misconduct and fraud investigations
• Partner with law enforcement agencies and senior stakeholders
• Drive brand protection and corporate integrity initiatives