Associate，OTC Product Operations

Guotai Haitong Financial Holdings Limited; Hong Kong; On-site; HKD 400,000 - 600,000; Full time

Job summary

Guotai Haitong Financial Holdings Limited in Hong Kong is seeking a team member for the Derivative Team to manage end-to-end settlement processing across FX Swap, OTC Options, Funds, Total Return Swap, Accumulator/Decumulator and Structured Products. You will coordinate with counterparties and Front Office to investigate and resolve trade booking discrepancies and settlement breaks.

The role includes collateral management, CSA/GMRA review, regulatory reporting, and contributing to system

Qualifications

• Bachelor’s degree or above in Finance, Business, or related discipline.
• Solid experience of the operations and settlement processes (FX Swap, OTC Options, Funds, Total Return Swap, Accumulator/Deccumulator and Structured Products).
• Strong commitment, drive, willing to learn, and able to meet tight deadlines.
• Proficiency in English, Cantonese and Mandarin.

Responsibilities

• Manage end-to-end settlement processing for FX Swap, OTC Options, Funds, TRS, Accumulator/Decumulator and Structured Products.
• Coordinate with counterparties, custodians, and Front Office to resolve trade booking discrepancies and settlement breaks.
• Perform collateral management tasks and review CSA & GMRA terms.
• Ensure compliance with regulatory rules and assist in regulatory reporting.
• Participate in system enhancements and efficiency improvement projects.
• Assist in preparing operating procedures and monthly reports to Head Office; support month-end cash flow reconciliation.

Skills

Settlement operations

Regulatory reporting

Language skills (English CantoneseMand

Counterparty coordination

System improvement

Education

Bachelor’s degree or above in Finance, Business, or related discipline

Tools

CSA familiarity

GMRA familiarity

Job description

1. As a team member of Derivative Team that manage the end-to-end settlement processing on FX Swap, OTC Options, Funds, Total Return Swap, Accumulator/Deccumulator and Structured Products etc. Responsible for post-trade processing, settlement lifecycle management, and corporate action events associated with these products.

2. Coordinate closely with counterparties, custodians, and Front Office teams to investigate and resolve trade booking discrepancies, confirmation mismatches and settlement breaks.

3. Performing collateral management tasks in counterparties margin handling and reviewing related terms in CSA & GMRA

4. Ensuring all tasks are complied with regulatory rules and perform regulatory reporting.

5. Participate in system enhancement projects, execute operational efficiency improvements.

6. Assist in preparing operating procedures and monthly reports to Head Office; participate in Finance month-end cash flow reconciliation.

Requirement:

1. Bachelor’s degree or above in Finance, Business, or related discipline.

2. Solid experience of the operations and settlement processes (such as FX Swap, OTC Options, Funds, Total Return Swap, Accumulator/Deccumulator and Structured Products etc.).

3. Strong commitment, drive, willing to learn, and able to meet tight deadlines.

4. Proficiency in both written and spoken English, Cantonese and Mandarin.